Scott E. Janson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott Erik Janson, who also goes by Scott Erick Janson, was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 1987. Scott had worked at 12 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 2, 2015 - July 23, 2018
NATIONAL SECURITIES CORPORATION
November 13, 2008 - March 2, 2015
B. RILEY WEALTH MANAGEMENT
November 10, 2008 - March 2, 2015
B. RILEY WEALTH MANAGEMENT
August 8, 2008 - November 10, 2008
INTEROCEAN WEALTH MANAGEMENT LLC
February 29, 2008 - November 10, 2008
INTEROCEAN SECURITIES LLC
October 27, 2006 - March 3, 2008
CHICAGO INVESTMENT GROUP, LLC
October 26, 1995 - October 30, 2006
SANCTUARY SECURITIES, INC.
December 21, 1994 - October 23, 1995
LEXINGTON SECURITIES, INC.
September 21, 1992 - December 13, 1994
GRUNTAL & CO., L.L.C.
September 27, 1990 - October 15, 1992
CIBC WORLD MARKETS CORP.
March 9, 1989 - October 12, 1990
LEHMAN BROTHERS INC.
August 17, 1988 - February 27, 1989
POWER SECURITIES CORPORATION
March 10, 1987 - August 24, 1988
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NATIONAL SECURITIES CORPORATION
CRD#: 7569 / SEC#: , 8-164
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATIONAL HOLDINGS CORPORATION | PARENT, OWNER | |
| MARKUNAS, MICHAEL | CHIEF COMPLIANCE OFFICER | 1832307 |
Disclosures
| Regulatory Event | 66 |
| Arbitration | 16 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
