Mark P. Parisi
Professional summary
Mark Peter Parisi, who also goes by Mark Peter Parisi, is a registered financial advisor currently at PNC WEALTH MANAGEMENT LLC located in Neptune, New Jersey.
Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Mark has worked at 18 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Mark Peter Parisi's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Mark Peter Parisi's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 25, 2026 - Present
PNC WEALTH MANAGEMENT LLC
Office #1: 25 South Main Street, Neptune, NJ 07753Office #2: 1329 Hooper Avenue, Toms River, NJ 08753February 25, 2026 - Present
PNC WEALTH MANAGEMENT LLC
Office #1: 25 South Main Street, Neptune, NJ 07753Office #2: 1329 Hooper Avenue, Toms River, NJ 08753August 22, 2022 - February 2, 2026
SHOPOFF SECURITIES, INC.
November 9, 2021 - August 5, 2022
FIDELITY PERSONAL AND WORKPLACE ADVISORS
November 1, 2021 - August 2, 2022
FIDELITY BROKERAGE SERVICES LLC
June 14, 2018 - November 4, 2020
TERRA CAPITAL MARKETS LLC
December 10, 2015 - May 7, 2018
TERRA CAPITAL MARKETS LLC
July 23, 2013 - July 8, 2015
AMERIPRISE FINANCIAL SERVICES, LLC
July 11, 2013 - July 8, 2015
AMERIPRISE FINANCIAL SERVICES, LLC
July 24, 2012 - July 11, 2013
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
July 23, 2012 - July 11, 2013
RAYMOND JAMES FINANCIAL SERVICES, INC.
June 29, 2010 - July 10, 2012
LPL FINANCIAL LLC
April 16, 2009 - July 10, 2012
LPL FINANCIAL LLC
February 28, 2002 - January 21, 2005
TD WEALTH MANAGEMENT SERVICES INC.
January 30, 2002 - March 5, 2002
ESSEX NATIONAL SECURITIES, LLC
October 8, 1999 - January 4, 2002
BNY INVESTMENT CENTER INC.
February 1, 1999 - November 3, 1999
ESSEX NATIONAL SECURITIES, LLC
October 21, 1998 - February 9, 1999
SUMMIT FINANCIAL SERVICES GROUP, INC.
December 17, 1997 - October 21, 1998
FISERV INVESTOR SERVICES, INC.
March 22, 1996 - October 1, 1997
CONSECO SECURITIES, INC.
August 1, 1994 - March 30, 1995
1717 CAPITAL MANAGEMENT COMPANY
August 5, 1993 - May 6, 1994
NEW ENGLAND SECURITIES
February 9, 1987 - July 20, 1993
PRUCO SECURITIES, LLC.
Primary Firm SEC Registration
PNC WEALTH MANAGEMENT LLC
CRD#: 129052 / SEC#: 801-66195, 8-66195
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/25/2026)
(2/25/2026)
Exams
FINRA
Current Firm
PNC WEALTH MANAGEMENT LLC
CRD#: 129052 / SEC#: 801-66195, 8-66195
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PNC BANK, NATIONAL ASSOCIATION | PARENT | |
| BARNHART, TODD MARTIN | BOARD OF MANAGERS | 6166298 |
| FLYNN, SEAN | CHIEF COMPLIANCE OFFICER & BOARD OF MANAGERS | 2790159 |
| GUERRINI, RICHARD ROBERT | PRESIDENT, CEO, BOARD OF MANAGERS | 1990015 |
| HOLODINSKI, JOHN PAUL | BOARD OF MANAGERS | 2494707 |
| MITCHELL, JESSICA | BOARD OF MANAGERS | 6624246 |
| RAMOS, REGIS RESENDE | CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, FINOP | 5205169 |
| RICHARDSON, MARGARET MARY | CHIEF OPERATING OFFICER/BOARD OF MANAGERS | 6002933 |
| RODGERS, STEPHANIE ELIZABETH | BOARD OF MANAGERS & SECRETARY | 6004741 |
| SANTILLO, ROBERT WILSON | BOARD OF MANAGERS | 5379581 |
| SCHAFER, DAVID JOSEPH | CHIEF OPERATIONS OFFICER, PRINCIPAL OPERATIONS OFFICER | 1368781 |
| THOMPSON, LEIGH CHASE | CHIEF LEGAL OFFICER | 6534162 |
| WEIDNER, KIMBERLY LYNN | CHIEF RISK OFFICER & BOARD OF MANAGERS | 4080314 |
Regulatory assets under management
| Total Number of Accounts | 157,533 |
| AUM (Assets Under Management) | $ 26,533,775,810 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 6 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/08/2026 | ||
| 10/28/2024 | ||
| 09/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PNC WEALTH MANAGEMENT LLC
CRD#: 129052Neptune, NJ 07753TRUST BUT VERIFY
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