Janette F. Jack
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Janette Frances Jack, who also goes by Janette Frances Bee, Janette Frances Wettstein, was a registered financial professional .
Janette is a previously registered financial professional and started their career in finance in 1987. Janette had worked at 11 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 30, 2014 - May 12, 2015
PRUCO SECURITIES, LLC.
May 22, 2012 - April 2, 2013
HORACE MANN INVESTORS, INC.
July 22, 2011 - October 18, 2011
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
August 16, 2006 - February 5, 2009
SIGNATOR INVESTORS, INC.
February 5, 2004 - July 7, 2006
EQUITY SERVICES, INC.
October 2, 2002 - December 31, 2003
WORLD GROUP SECURITIES, INC.
November 13, 1990 - August 23, 2002
METROPOLITAN LIFE INSURANCE COMPANY
April 25, 1990 - August 23, 2002
MSI FINANCIAL SERVICES, INC.
December 20, 1989 - April 25, 1990
UR FINANCIAL, INC.
February 12, 1987 - August 1, 1989
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
February 12, 1987 - August 1, 1989
EQUITABLE ADVISORS, LLC
Primary Firm SEC Registration
PRUCO SECURITIES, LLC.
CRD#: 5685 / SEC#: 801-52208, 8-16402
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PRUCO SECURITIES, LLC.
CRD#: 5685 / SEC#: 801-52208, 8-16402
Contact information
SEC notice filing (52 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE PRUDENTIAL INSURANCE COMPANY OF AMERICA | SOLE MEMBER | |
| FELICIANO, DEXTER MICHAEL | PRESIDENT | 5483537 |
| FLORIO, KELLY NICOLE | ANTI-MONEY LAUNDERING OFFICER | 6446272 |
| FONTANO, ANTHONY MICHAEL | ELECTED MANAGER | 6852155 |
| HYNES, PATRICK LIAM | CHAIRMAN, ELECTED MANAGER | 2748918 |
| PATEL, PARANJ | CHIEF COMPLIANCE OFFICER | 4235738 |
| SMIT, ROBERT PHILIP | CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, CONTROLLER, PRINCIPAL OPERATIONS OFFICER | 2332366 |
| THOMSEN, JORDAN KARSTEN | CHIEF LEGAL OFFICER | 2821664 |
Disclosures
| Regulatory Event | 30 |
| Arbitration | 13 |
| Bond | 2 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/27/2025 | ||
| 12/22/2023 | ||
| 12/22/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
