John A. Eakins
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Alan Eakins was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1986. John had worked at 4 firms and has passed the Series 63, Series 7, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 7, 1992 - December 31, 1996
U.S.-WORLDWIDE FINANCIAL SERVICES, INC.
September 5, 1989 - August 28, 1990
OMNI SECURITIES, INC.
March 3, 1987 - February 27, 1989
POWER SECURITIES CORPORATION
December 10, 1986 - December 17, 1986
GREAT LAKES EQUITIES CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
U.S.-WORLDWIDE FINANCIAL SERVICES, INC.
CRD#: 19612 / SEC#: , 8-37691
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
