Michael Benjamin Broadhurst
CFP®Professional Summary
Michael Benjamin Broadhurst, CFP®, who also goes by Mike Broadhurst, is a registered financial advisor currently at HERITAGE WEALTH MANAGEMENT GROUP, LTD located in Norfolk, Virginia. Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Michael has worked at 5 firms and has passed the Series 63 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Mike Broadhurst
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Videos & Posts
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COLONIAL RIVER WEALTH MANAGEMENT LLC
Contact Information
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COLONIAL RIVER WEALTH MANAGEMENT LLC
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Disclosures on record.
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COLONIAL RIVER WEALTH MANAGEMENT LLC
Credentials
Years of Experience
39 years in the financial services industry
Current & Past Employments
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COLONIAL RIVER WEALTH MANAGEMENT LLC
Current Firm
HERITAGE WEALTH MANAGEMENT GROUP, LTD
Contact Information
Main Address
733 Boush Street Suite 100, Norfolk, VA 23510-1591Phone Number
(757) 321-3725# of Employees
5SEC notice filing (5 States and Territories)
Registered to provide investment advisory services in 5 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
460AUM (Assets Under Management)
$152,216,991Similar Advisors
COLONIAL RIVER WEALTH MANAGEMENT LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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COLONIAL RIVER WEALTH MANAGEMENT LLC
Primary Firm SEC Registration
HERITAGE WEALTH MANAGEMENT GROUP, LTD
State Registrations and Notice Filings
(7/11/2020)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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COLONIAL RIVER WEALTH MANAGEMENT LLC
CRS (Client Relationship Summary) - RIA
Click below to view Michael Benjamin Broadhurst's CRS (Customer Relationship Summary).
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COLONIAL RIVER WEALTH MANAGEMENT LLC
