Michael B. Broadhurst

HERITAGE WEALTH MANAGEMENT GROUP, LTD

Norfolk, VA 23510-1591

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CRD#: 1604098

Professional summary

Michael Benjamin Broadhurst, CFP®, who also goes by Mike Broadhurst, is a registered financial advisor currently at HERITAGE WEALTH MANAGEMENT GROUP, LTD located in Norfolk, Virginia.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Michael has worked at 5 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mike Broadhurst

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Benjamin Broadhurst's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1993

Experience

Current

July 11, 2020 - Present

HERITAGE WEALTH MANAGEMENT GROUP, LTD

Office #1: 733 Boush Street Suite 100, Norfolk, VA 23510-1591

RIA

CRD#: 148459

Norfolk, VA

Past

September 25, 2002 - March 27, 2003

INVESTORS SECURITY COMPANY, INC.

CRD#: 2331

SUFFOLK, VA

Past

September 5, 2002 - July 11, 2020

FINANCIAL COUNSELORS OF VIRGINIA, INC.

RIA

CRD#: 115286

PORTSMOUTH, VA

Past

July 21, 1987 - September 3, 2002

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

PORTSMOUTH, VA

Past

February 26, 1987 - September 3, 2002

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

February 26, 1987 - September 3, 2002

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HERITAGE WEALTH MANAGEMENT GROUP, LTD

CRD#: 148459 / SEC#: 801-120938

RIA

Registered Investment Advisory firm - (4/26/2021 Approved)

Delaware

Registered Investment Advisory firm - (6/10/2021 Terminated)

Florida

Registered Investment Advisory firm - (6/1/2021 Terminated)

Texas

Registered Investment Advisory firm - (6/1/2021 Terminated)

Virginia

Registered Investment Advisory firm - (6/5/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Virginia
(7/11/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 2/2/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 2/21/1987

General Securities Representative Examination

Current Firm

HERITAGE WEALTH MANAGEMENT GROUP, LTD

CRD#: 148459 / SEC#: 801-120938

RIA

Registered Investment Advisory firm - (4/26/2021 Approved)

Delaware

Registered Investment Advisory firm - (6/10/2021 Terminated)

Florida

Registered Investment Advisory firm - (6/1/2021 Terminated)

Texas

Registered Investment Advisory firm - (6/1/2021 Terminated)

Virginia

Registered Investment Advisory firm - (6/5/2021 Terminated)

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Contact information

Main Address

733 Boush Street Suite 100, Norfolk, VA 23510-1591

Mailing Address

Phone number

(757) 321-3725

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HWMGROUP FORM ADV PART IIA BROCHURE (11/5/2025)

Regulatory assets under management

Total Number of Accounts	443
AUM (Assets Under Management)	$ 124,051,923

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael B. Broadhurst

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Benjamin Broadhurst's CRS (Customer Relationship Summary).

Certified licenses

Experience

HERITAGE WEALTH MANAGEMENT GROUP, LTD

INVESTORS SECURITY COMPANY, INC.

FINANCIAL COUNSELORS OF VIRGINIA, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

HERITAGE WEALTH MANAGEMENT GROUP, LTD

State Registrations and Notice Filings

Exams

Series 63

Date: 2/2/1987

Series 7

Date: 2/21/1987

Current Firm

HERITAGE WEALTH MANAGEMENT GROUP, LTD

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HERITAGE WEALTH MANAGEMENT GROUP, LTD

TRUST BUT VERIFY

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