Fredric D. Demaria
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Fredric Dalmore Demaria was a registered financial professional .
Fredric is a previously registered financial professional and started their career in finance in 1987. Fredric had worked at 5 firms and has passed the Series 63, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 15, 2003 - November 29, 2012
SCF SECURITIES, INC.
April 12, 2000 - September 30, 2003
USALLIANZ SECURITIES, INC.
July 10, 1997 - May 1, 2000
TRANSAMERICA FINANCIAL ADVISORS, INC.
July 14, 1988 - May 29, 1997
NYLIFE SECURITIES LLC
February 10, 1987 - August 20, 1988
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SCF SECURITIES, INC.
CRD#: 47275 / SEC#: , 8-51760
Contact information
FINRA licenses (5 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
