Thomas M. Dolan

KESTRA ADVISORY SERVICES

Troy, MI 48098

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CRD#: 1603214

Professional summary

Thomas Michael Dolan, who also goes by Michael Thomas Dolan, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Troy, Michigan and KESTRA INVESTMENT SERVICES, LLC located in Troy, Michigan.

Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Thomas has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael Thomas Dolan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SOCIETY FOR LIFETIME PLANNING POSITION: Executive Vice President NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 05/05/2022 ADDRESS: 1111 W. Long Lake Rd, Ste 300, Ste 300, Troy MI 48098, United States DESCRIPTION: Lifetime Planning is a marketing organization. I have not specific duties and obligations associated with Lifetime Planning KESTRA ADVISORY SERVICES, LLC POSITION: registered Rep NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 32 START DATE: 05/05/2022 ADDRESS: 5707 Southwest Parkway Building 2 Ste. 400, Austin TX 78735, United States DESCRIPTION: Registered Representative

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Michael Dolan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 5, 2022 - Present

KESTRA ADVISORY SERVICES, LLC

Office #1: 1111 West Long Lake Road Ste 300, Troy, MI 48098

RIA

CRD#: 283330

Troy, MI

Current

May 5, 2022 - Present

KESTRA INVESTMENT SERVICES, LLC

Office #1: 1111 W Long Lake Rd Suite 300, Troy, MI 48098

CRD#: 42046

Troy, MI

Past

February 14, 2018 - May 13, 2022

LPL FINANCIAL LLC

RIA

CRD#: 6413

TROY, MI

Past

February 14, 2018 - May 13, 2022

LPL FINANCIAL LLC

CRD#: 6413

TROY, MI

Past

November 4, 2010 - February 20, 2018

INVEST FINANCIAL CORPORATION

RIA

CRD#: 12984

TROY, MI

Past

May 23, 2003 - February 14, 2018

INVEST FINANCIAL CORPORATION

CRD#: 12984

TROY, MI

Past

March 25, 1991 - June 2, 2003

VESTAX SECURITIES CORPORATION

CRD#: 10332

HUDSON, OH

Past

February 20, 1991 - March 15, 1991

VESTAX SECURITIES CORPORATION

CRD#: 10332

Past

January 7, 1987 - February 13, 1991

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(5/5/2022)

California
(5/5/2022)

Colorado
(5/5/2022)

Florida
(5/5/2022)

Georgia
(5/6/2022)

Hawaii
(5/5/2022)

Illinois
(5/10/2022)

Indiana
(5/16/2022)

Kentucky
(5/5/2022)

Louisiana
(5/16/2022)

Massachusetts
(5/17/2024)

Michigan
(5/5/2022)

IAR

Michigan
(5/10/2022)

Minnesota
(5/13/2022)

Missouri
(5/5/2022)

Nebraska
(5/5/2022)

North Carolina
(5/16/2022)

Ohio
(5/5/2022)

Tennessee
(10/21/2025)

Texas
(5/5/2022)

IAR

Texas
(5/5/2022)

Virginia
(9/8/2022)

Wisconsin
(5/5/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/1/2010

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/16/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/20/1986

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

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Contact information

Main Address

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735

Mailing Address

Phone number

(844) 553-7872

Established

Firm type

Fiscal year end

# of Employees

1,299

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KESTRA ADVISORY SERVICES, LLC BROCHURE (RETAIL CLIENTS) (10/21/2025)

KESTRA ADVISORY SERVICES, LLC BROCHURE (WRAP FEE PROGRAM) (10/21/2025)

KESTRA ADVISORY SERVICES, LLC BROCHURE (PLAN CLIENTS) (10/21/2025)

Regulatory assets under management

Total Number of Accounts	155,482
AUM (Assets Under Management)	$ 60,174,309,829

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/23/2024	Cover Page	Report
10/20/2023	Cover Page	Report
12/21/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Thomas M. Dolan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Michael Dolan's CRS (Customer Relationship Summary).

Certified licenses

Experience

KESTRA INVESTMENT SERVICES, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

INVEST FINANCIAL CORPORATION

INVEST FINANCIAL CORPORATION

VESTAX SECURITIES CORPORATION

VESTAX SECURITIES CORPORATION

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

KESTRA ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/1/2010

Series 63

Date: 1/16/1987

SIE

Date: 10/1/2018

Series 7

Date: 12/20/1986

FINRA

Current Firm

KESTRA ADVISORY SERVICES, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

KESTRA ADVISORY SERVICES, LLC

TRUST BUT VERIFY

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