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JT

John Parker Thayer

CFP®
CRD# 1603202·Registered 1986 - 2021
Previously Registered: Being a previously registered professional could mean that John is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

John Parker Thayer, CFP® was a registered financial advisor. John was a previously registered financial professional and started their career in finance 1986 - 2021. John had worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CFP®
Certified Financial Planner

Years of Experience

39 years in the financial services industry

Current & Past Employments

WHITNELL & CO·CRD# 104633
RIA
Green Bay, WI
September 1, 2020 - March 25, 2021
ASSOCIATED INVESTMENT SERVICES, INC.·CRD# 1464
RIA
Green Bay, WI
August 24, 2020 - May 22, 2025
ASSOCIATED INVESTMENT SERVICES, INC.·CRD# 1464
BD
Green Bay, WI
November 26, 2013 - May 22, 2025
KELLOGG ASSET MANAGEMENT, LLC·CRD# 150031
RIA
Green Bay, WI
January 15, 2010 - May 22, 2025
ASSOCIATED INVESTMENT SERVICES, INC.·CRD# 1464
BD
Green Bay, WI
August 23, 2000 - November 9, 2011
TRUIST INVESTMENT SERVICES, INC.·CRD# 17499
BD
Atlanta, GA
September 22, 1997 - November 12, 1998
THE HUNTINGTON INVESTMENT COMPANY·CRD# 16986
BD
Columbus, OH
March 25, 1991 - July 22, 1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
March 10, 1987 - September 10, 1990
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
BD
December 23, 1986 - March 25, 1987

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Current Firm

W&
WHITNELL & CO

WHITNELL & CO

CRD#: 104633 / SEC#: 801-36433

Contact Information

Main Address

701 Harger Road Suite 190, Oak Brook, IL 60523-1489

Documents

Latest Form ADV

Part 2 Brochures

07-07-2020 WHITNELL ADV PART 2 (7/7/2020)

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1998About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Dec 1986About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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