Richard M. Paul
Professional summary
Richard Matthew Paul, who also goes by Richard Paul, is a registered financial advisor currently at POTOMAC ADVISORS, INC. located in Lakewood Ranch, Florida.
Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Richard has worked at 2 firms and has passed the Series 65, Series 63, Series 2 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Richard Matthew Paul's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 18, 2006 - Present
POTOMAC ADVISORS, INC.
February 27, 2004 - September 25, 2012
POTOMAC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/18/2006)
Exams
Series 2
Date: 11/22/1989
Non-Member General Securities ExaminationCurrent Firm
POTOMAC ADVISORS, INC.
CRD#: 131070 / SEC#: 801-118200
Contact information
Regulatory assets under management
| Total Number of Accounts | 15 |
| AUM (Assets Under Management) | $ 19,360,702 |
Red Flags
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