Lawrence D. Krohn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lawrence David Krohn, who also goes by Larry Krohn, was a registered financial professional .
Lawrence is a previously registered financial professional and started their career in finance in 1995. Lawrence had worked at 6 firms and has passed the Series 63, Series 7 and Series 16 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 6, 2011 - October 1, 2012
ICBC STANDARD SECURITIES INC.
July 2, 2008 - August 18, 2009
ICBC STANDARD SECURITIES INC.
November 20, 2006 - June 17, 2008
ICBC STANDARD SECURITIES INC.
April 30, 2001 - January 29, 2003
ING FINANCIAL MARKETS LLC
October 30, 2000 - April 30, 2001
ABN AMRO SECURITIES LLC
September 16, 1998 - October 23, 2000
PERSHING LLC
May 26, 1998 - September 25, 1998
J.P. MORGAN SECURITIES INC.
February 8, 1995 - July 13, 1998
UBS SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ICBC STANDARD SECURITIES INC.
CRD#: 35560 / SEC#: , 8-46816
Contact information
FINRA licenses (1 States and Territories)
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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