Daniel W. Maurer
Professional summary
Daniel Winston Maurer, who also goes by Dan Maurer, Danny Maurer, is a registered financial advisor currently at DWM FAMILY WEALTH located in Castle Rock, Colorado.
Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Daniel has worked at 21 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Winston Maurer's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 28, 2019 - Present
DWM FAMILY WEALTH
September 5, 2018 - March 18, 2019
EASTERLY FUNDS LLC
September 5, 2018 - March 18, 2019
FDX CAPITAL LLC
August 3, 2018 - August 30, 2018
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.
April 5, 2018 - June 18, 2018
PEOPLE'S UNITED ADVISORS, INC.
November 3, 2016 - June 18, 2018
PEOPLE'S SECURITIES, INC.
November 2, 2016 - June 18, 2018
PEOPLE'S SECURITIES, INC.
September 5, 2012 - November 29, 2016
GERSTEIN FISHER
August 31, 2012 - November 29, 2016
GFA SECURITIES, LLC
February 9, 2011 - April 23, 2012
CETERA ADVISORS LLC
February 9, 2011 - April 23, 2012
CETERA ADVISORS LLC
January 25, 2010 - December 31, 2010
CURIAN CLEARING, LLC
January 9, 2006 - December 31, 2009
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
November 13, 2003 - January 4, 2011
CURIAN CAPITAL, LLC
June 6, 2003 - December 31, 2005
INVESTMENT CENTERS OF AMERICA, INC.
January 9, 2002 - August 22, 2002
SANDS BROTHERS & CO., LTD.
January 2, 2002 - January 15, 2002
OPPENHEIMER & CO. INC.
April 17, 1998 - January 2, 2002
JOSEPHTHAL & CO., INC.
October 25, 1996 - March 20, 1998
NATHAN & LEWIS SECURITIES, INC.
April 26, 1996 - September 18, 1996
FAIRCHILD FINANCIAL GROUP, INC.
February 15, 1996 - September 18, 1996
FAIRCHILD FINANCIAL GROUP, INC.
April 22, 1994 - March 20, 1996
CETERA WEALTH SERVICES, LLC
August 13, 1991 - April 26, 1994
GRIFFIN FINANCIAL SERVICES
March 20, 1990 - March 27, 1991
ING BARING (U.S.) SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/28/2019)
Exams
Current Firm
DWM FAMILY WEALTH
CRD#: 299949 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 32 |
| AUM (Assets Under Management) | $ 25,000,000 |
Red Flags
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