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MR

Mark Boyd Reinking

CLU®
CRD# 1602957·Registered 1987 - 2017
Previously Registered: Being a previously registered professional could mean that Mark is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Mark Boyd Reinking, CLU® was a registered financial advisor. Mark was a previously registered financial professional and started their career in finance 1987 - 2017. Mark had worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 26 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CLU®
Chartered Life Underwriter

Years of Experience

39 years in the financial services industry

Current & Past Employments

THE LEADERS GROUP, INC.·CRD# 37157
BD
Summit, NJ
March 19, 2015 - August 3, 2017
RPG FAMILY WEALTH ADVISORY, LLC·CRD# 158528
RIA
Austin, TX
October 3, 2011 - February 23, 2017
CENTAURUS FINANCIAL, INC.·CRD# 30833
BD
Austin, TX
June 28, 2010 - March 19, 2013
CENTAURUS FINANCIAL, INC.·CRD# 30833
RIA
Austin, TX
June 25, 2010 - December 31, 2011
SUNSET FINANCIAL SERVICES, INC.·CRD# 3538
RIA
Austin, TX
November 19, 1997 - June 28, 2010
SUNSET FINANCIAL SERVICES, INC.·CRD# 3538
BD
Austin, TX
November 19, 1997 - June 28, 2010
TRANSAMERICA FINANCIAL ADVISORS, LLC·CRD# 16164
BD
Philadelphia, PA
September 20, 1993 - November 12, 1997
IFG NETWORK SECURITIES, INC.·CRD# 19948
BD
Atlanta, GA
October 12, 1992 - September 7, 1993
PFS INVESTMENTS INC.·CRD# 10111
BD
Duluth, GA
January 14, 1987 - February 21, 1992

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Current Firm

TL
THE LEADERS GROUP, INC.

SIMPLICITY INVESTMENTS | THE LEADERS GROUP, INC. | THE LEADERS GROUP | SIMPLICITY INVESTMENTS, INC.

CRD#: 37157 / SEC#: 8-47639
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

Contact Information

Main Address

475 Springfield Ave, Summit, NJ 07901

Mailing Address

475 Springfield Ave Suite 1, Summit, NJ 07901

Phone Number

(303) 797-9080

Established

Delaware since 07/14/1994

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Large

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SIMPLICITY FINANCIAL MARKETING HOLDINGS, INC.SHAREHOLDER—
PETERS, ROBERT WILLIAMFINOP1704577
RILEY, ZORAH JANECHIEF COMPLIANCE OFFICER3015509
WICKERSHAM, SEAN DAVIDPRESIDENT4994630

Disclosures

Regulatory Event

4

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 1987About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Aug 2017About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jul 1998About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jan 1987About the Series 6 exam

Series 26 — Investment Company Products/Variable Contracts Principal Examination

Passed Dec 1988About the Series 26 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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