Howard Levine
Professional summary
Howard Levine is a registered financial professional currently at J.H. DARBIE & CO., INC. located in New York, New York.
Howard is registered as a RR (Registered Representative) and started their career in finance in 1987. Howard has worked at 6 firms and has passed the Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Howard Levine's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 1, 2023 - Present
J.H. DARBIE & CO., INC.
Office #1: 48 Wall St., Suite 1206., New York, NY 10005February 28, 2017 - March 29, 2021
OPPENHEIMER & CO. INC.
December 14, 2012 - February 28, 2017
B. RILEY WEALTH MANAGEMENT
October 17, 2008 - December 17, 2012
SANDERS MORRIS LLC
February 21, 2003 - November 4, 2008
OPPENHEIMER & CO. INC.
October 10, 1994 - February 27, 2003
CITIGROUP GLOBAL MARKETS INC.
February 26, 1987 - October 21, 1994
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/12/2024)
(3/6/2024)
(3/1/2024)
(3/1/2024)
(4/29/2024)
(2/7/2024)
Exams
Series 7TO
Date: 10/18/2023
General Securities Representative ExaminationFINRA
Nasdaq Stock Market
Current Firm
J.H. DARBIE & CO., INC.
CRD#: 43520 / SEC#: , 8-50335
Contact information
FINRA licenses (46 States and Territories)
Disclosures
| Regulatory Event | 10 |
| Civil Event | 1 |
| Arbitration | 1 |
Red Flags
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