Robert J. Mcadoo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert James Mcadoo was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1987. Robert had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 87 and Series 86 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 7, 2012 - August 18, 2015
IMPERIAL CAPITAL ASSET MANAGEMENT LLC
April 2, 2012 - August 18, 2015
IMPERIAL CAPITAL, LLC
August 8, 2007 - March 26, 2012
AVONDALE PARTNERS, LLC
December 2, 2004 - June 22, 2007
PRUDENTIAL EQUITY GROUP, LLC
September 20, 1991 - March 1, 1995
PRUDENTIAL EQUITY GROUP, LLC
June 23, 1987 - August 26, 1991
CIBC WORLD MARKETS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
IMPERIAL CAPITAL ASSET MANAGEMENT LLC
CRD#: 108258 / SEC#: 801-67961
Contact information
Regulatory assets under management
| Total Number of Accounts | 3 |
| AUM (Assets Under Management) | $ 393,743,621 |
Red Flags
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