Marcus K. Hughes
Professional summary
Marcus Kevin Hughes was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Marcus is a previously registered financial professional and started their career in finance in 1992. Prior to being barred, Marcus had worked at 5 firms, which includes AMERIVET SECURITIES INC., WELLS FARGO ADVISORS FINANCIAL NETWORK LLC, MOORGATE INVESTMENTS INC., SUNPOINT SECURITIES INC., MCLAUGHLIN PIVEN VOGEL SECURITIES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 5, 1997 - December 18, 1997
AMERIVET SECURITIES, INC.
April 23, 1996 - October 16, 1996
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
March 11, 1996 - August 22, 1997
MOORGATE INVESTMENTS, INC.
July 20, 1993 - December 31, 1995
SUNPOINT SECURITIES, INC.
May 27, 1992 - September 23, 1992
MCLAUGHLIN, PIVEN, VOGEL SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
AMERIVET SECURITIES, INC.
CRD#: 34786 / SEC#: , 8-46478
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 6 |
| Arbitration | 1 |
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