Bradley F. Gross
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bradley Frederik Gross, who also goes by Brad Gross, Bradley F Gross, Bradley Frederick Gross, was a registered financial professional .
Bradley is a previously registered financial professional and started their career in finance in 1987. Bradley had worked at 8 firms and has passed the Series 63, SIE, Series 57, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 22, 2016 - May 25, 2023
CRITICAL TRADING, LLC
January 1, 2009 - June 12, 2009
SCHOTTENFELD GROUP LLC
April 11, 1995 - February 23, 1998
DB ALEX. BROWN LLC
March 18, 1994 - January 10, 1995
HIGHBRIDGE CAPITAL CORPORATION
March 18, 1994 - January 10, 1995
AUDOBON SECURITIES, INC.
May 7, 1992 - March 31, 1993
J.P. MORGAN SECURITIES LLC
December 9, 1987 - March 2, 1988
ING BARING (U.S.) SECURITIES, INC.
April 29, 1987 - November 16, 1987
DAIWA CAPITAL MARKETS AMERICA INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 1/6/2009
Limited Representative-Equity Trader ExamCurrent Firm
CRITICAL TRADING, LLC
CRD#: 165071 / SEC#: , 8-69144
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
Red Flags
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