Stephen D. Parsons
Professional summary
Stephen Duke Parsons is a registered financial advisor currently at WEALTH MANAGEMENT CONSULTANTS L.L.C. located in Castle Pines, Colorado.
Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Stephen has worked at 3 firms and has passed the Series 65, Series 63 and Series 2 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Stephen Duke Parsons's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 14, 2015 - Present
WEALTH MANAGEMENT CONSULTANTS L.L.C.
March 5, 2007 - January 13, 2021
WEALTH MANAGEMENT CONSULTANTS INC
December 2, 2005 - March 1, 2007
ZIONS CAPITAL ADVISORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/14/2015)
Exams
Series 2
Date: 7/10/1992
Non-Member General Securities ExaminationCurrent Firm
WEALTH MANAGEMENT CONSULTANTS L.L.C.
CRD#: 175158 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 19 |
| AUM (Assets Under Management) | $ 98,768,100 |
Red Flags
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