Thomas D. Smedile
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Daniel Smedile, who also goes by Thomas Smedile, was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1995. Thomas had worked at 1 firm and has passed the Series 65, Series 63 and Series 2 exams.
Biography
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 20, 1995 - April 22, 2024
SWARTHMORE FINANCIAL ADVISORS, LTD.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 11/18/1986
Non-Member General Securities ExaminationCurrent Firm
SWARTHMORE FINANCIAL ADVISORS, LTD.
CRD#: 121374 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 74 |
| AUM (Assets Under Management) | $ 59,742,802 |
Red Flags
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