Michael T. Karbouski

PORTICO FINANCIAL GROUP

Bentonville, AR

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CRD#: 1601923

Professional summary

Michael Thomas Karbouski, CFP®, who also goes by Michael Karbouski, is a registered financial advisor currently at PORTICO FINANCIAL GROUP, LLC located in Bentonville, Arkansas.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Michael has worked at 8 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

Question & Answer

What are your service offerings?

Insurance Planning

Education Planning

Retirement Planning

Investment Planning

Retirement Income Management

Comprehensive Financial Planni...

Are you a "fiduciary"?

Yes

Aliases

Michael Karbouski

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. the name of the other business: Independently licensed insurance agent whether the business is investment-related: Non-Investment Related the address of the other business: 12740 WITHERS WAY, AUSTIN, TX 78727-4558 the nature of the other business: Insurance Sales your position title, or relationship with the other business: Independently licensed insurance agent the start date of your relationship: 7/7/11 the approximate number of hours/month you devote to the other business: <1 hour per month the number of hours you devote to the other business during securities trading hours; <1 hour per month and briefly describe your duties relating to the other business: Insurance Sales

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Thomas Karbouski's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2006

Experience

Current

October 8, 2013 - Present

PORTICO FINANCIAL GROUP, LLC

RIA

CRD#: 168810

Bentonville, AR

Past

July 6, 2011 - October 1, 2013

INTERVEST INTERNATIONAL, INC.

RIA

CRD#: 111516

AUSTIN, TX

Past

July 6, 2011 - October 1, 2013

INTERVEST INTERNATIONAL EQUITIES CORPORATION

CRD#: 20289

AUSTIN, TX

Past

January 4, 2011 - July 6, 2011

VSR FINANCIAL SERVICES, INC.

RIA

CRD#: 14503

AUSTIN, TX

Past

January 4, 2011 - July 6, 2011

VSR FINANCIAL SERVICES, INC.

CRD#: 14503

AUSTIN, TX

Past

August 20, 2009 - December 15, 2010

SORRENTO PACIFIC FINANCIAL, LLC

RIA

CRD#: 127787

ELM GROVE, WI

Past

October 9, 2008 - October 9, 2008

SORRENTO PACIFIC FINANCIAL, LLC

RIA

CRD#: 127787

ELM GROVE, WI

Past

October 9, 2008 - December 15, 2010

SORRENTO PACIFIC FINANCIAL, LLC

CRD#: 127787

ELM GROVE, WI

Past

February 21, 2007 - July 22, 2008

LPL FINANCIAL LLC

RIA

CRD#: 6413

MILWAUKEE, WI

Past

October 13, 2006 - July 22, 2008

LPL FINANCIAL LLC

CRD#: 6413

MILWAUKEE, WI

Past

August 25, 2000 - October 6, 2004

B. C. ZIEGLER AND COMPANY

CRD#: 61

CHICAGO, IL

Past

October 21, 1992 - December 31, 1997

FIRSTAR INVESTMENT SERVICES,INC.

CRD#: 14536

MORRIS PLAINS, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arkansas
(9/28/2022)

IAR

Texas
(10/8/2013)

IAR

Wisconsin
(10/11/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/20/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/4/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/24/2000

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/19/1992

Investment Company Products/Variable Contracts Representative Examination

Current Firm

PORTICO FINANCIAL GROUP, LLC

CRD#: 168810 / SEC#:

Arkansas

Registered Investment Advisory firm - (9/28/2022 Approved)

Texas

Registered Investment Advisory firm - (10/8/2013 Approved)

Wisconsin

Registered Investment Advisory firm - (10/11/2013 Approved)

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Contact information

Main Address

Bentonville, AR

Mailing Address

Phone number

(512) 568-9635

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	190
AUM (Assets Under Management)	$ 24,426,592

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Michael T. Karbouski

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Thomas Karbouski's CRS (Customer Relationship Summary).

Certified licenses

Experience

INTERVEST INTERNATIONAL, INC.

INTERVEST INTERNATIONAL EQUITIES CORPORATION

VSR FINANCIAL SERVICES, INC.

VSR FINANCIAL SERVICES, INC.

SORRENTO PACIFIC FINANCIAL, LLC

SORRENTO PACIFIC FINANCIAL, LLC

SORRENTO PACIFIC FINANCIAL, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

B. C. ZIEGLER AND COMPANY

FIRSTAR INVESTMENT SERVICES,INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 2/20/2007

Series 63

Date: 1/4/2002

Series 7

Date: 8/24/2000

Series 6

Date: 10/19/1992

Current Firm

PORTICO FINANCIAL GROUP, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PORTICO FINANCIAL GROUP, LLC

TRUST BUT VERIFY

Contact information

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