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Robert Mark Racusen

CRD# 1601853·Registered 1987 - 2004
Barred: Robert Mark Racusen was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Robert Mark Racusen, who also goes by Robert M Racusen, was a registered financial advisor. Robert was a previously registered financial professional and started their career in finance 1987 - 2004. Robert had worked at 11 firms and has passed the Series 63, Series 7 and Series 52 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Robert M Racusen

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

39 years in the financial services industry

Current & Past Employments

CHICAGO INVESTMENT GROUP, LLC·CRD# 11853
BD
Chicago, IL
August 12, 2002 - August 11, 2004
B. RILEY WEALTH MANAGEMENT·CRD# 2543
BD
Memphis, TN
January 2, 2002 - August 1, 2002
CHICAGO CAPITAL, INC.·CRD# 39274
BD
Chicago, IL
August 28, 2001 - January 11, 2002
PEREGRINE FINANCIALS & SECURITIES, INC.·CRD# 43992
BD
Chicago, IL
May 24, 2001 - August 17, 2001
D H BRUSH & ASSOCIATES, INC.·CRD# 3667
BD
Chicago, IL
October 29, 1997 - June 21, 2001
RODMAN & RENSHAW INC.·CRD# 724
BD
Chicago, IL
May 14, 1997 - October 17, 1997
PRINCIPAL FINANCIAL SECURITIES,INC.·CRD# 260
BD
Dallas, TX
September 1, 1994 - April 25, 1997
HAMILTON INVESTMENTS, INC.·CRD# 821
BD
February 10, 1994 - September 1, 1994
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
New York, NY
June 1, 1992 - February 9, 1994
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Weehawken, NJ
May 21, 1990 - June 3, 1992
RODMAN & RENSHAW INC.·CRD# 724
BD
Chicago, IL
January 4, 1988 - May 25, 1990
LEHMAN BROTHERS INC.·CRD# 7506
BD
January 9, 1987 - January 11, 1988

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Current Firm

CI
CHICAGO INVESTMENT GROUP, LLC

CHICAGO INVESTMENT GROUP | G. A. O. INC. | G A O INC | CHICAGO INVESTMENT GROUP, LLC | CHICAGO INVESTMENT GROUP, INC.

CRD#: 11853 / SEC#: 8-27507
BD
Terminated by SEC on 09/07/2010

Contact Information

Established

Illinois since 01/01/2002

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
COMPASS CAPITAL MANAGEMENT INTERNATIONAL, LLCOWNER—
MERRITT HOLDINGS II LLCSHAREHOLDER—
BULLARD, ROBERT JONATHANOPS. MGR / RSOFP2975440
LYNCH, JAMES PATRICKMANAGING DIRECTOR2387056
LYNCH, RICHARD PAULCEO/ CCO1938604

Disclosures

Regulatory Event

16

Arbitration

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1990About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jan 1988About the Series 7 exam

Series 52 — Municipal Securities Representative Examination

Passed Jan 1987About the Series 52 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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