Robert M. Racusen

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CRD#: 1601853

Professional summary

Robert Mark Racusen was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Robert is a previously registered financial professional and started their career in finance in 1987. Prior to being barred, Robert had worked at 11 firms, which includes CHICAGO INVESTMENT GROUP LLC, B. RILEY WEALTH MANAGEMENT, CHICAGO CAPITAL INC., PEREGRINE FINANCIALS & SECURITIES INC., D H BRUSH & ASSOCIATES INC., RODMAN & RENSHAW INC., PRINCIPAL FINANCIAL SECURITIESINC., HAMILTON INVESTMENTS INC., PRUDENTIAL EQUITY GROUP LLC, UBS FINANCIAL SERVICES INC., LEHMAN BROTHERS INC..

Question & Answer

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Aliases

Robert M Racusen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

August 12, 2002 - August 11, 2004

CHICAGO INVESTMENT GROUP, LLC

CRD#: 11853

CHICAGO, IL

Past

January 2, 2002 - August 1, 2002

B. RILEY WEALTH MANAGEMENT

CRD#: 2543

MEMPHIS, TN

Past

August 28, 2001 - January 11, 2002

CHICAGO CAPITAL, INC.

CRD#: 39274

CHICAGO, IL

Past

May 24, 2001 - August 17, 2001

PEREGRINE FINANCIALS & SECURITIES, INC.

CRD#: 43992

CHICAGO, IL

Past

October 29, 1997 - June 21, 2001

D H BRUSH & ASSOCIATES, INC.

CRD#: 3667

CHICAGO, IL

Past

May 14, 1997 - October 17, 1997

RODMAN & RENSHAW INC.

CRD#: 724

CHICAGO, IL

Past

September 1, 1994 - April 25, 1997

PRINCIPAL FINANCIAL SECURITIES,INC.

CRD#: 260

DALLAS, TX

Past

February 10, 1994 - September 1, 1994

HAMILTON INVESTMENTS, INC.

CRD#: 821

Past

June 1, 1992 - February 9, 1994

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

May 21, 1990 - June 3, 1992

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

January 4, 1988 - May 25, 1990

RODMAN & RENSHAW INC.

CRD#: 724

CHICAGO, IL

Past

January 9, 1987 - January 11, 1988

LEHMAN BROTHERS INC.

CRD#: 7506

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 7/6/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/16/1988

General Securities Representative Examination

General Industry/Product Exam

Series 52

Date: 1/8/1987

Municipal Securities Representative Examination

Current Firm

CHICAGO INVESTMENT GROUP, LLC

CHICAGO INVESTMENT GROUP | G. A. O. INC. | G A O INC | CHICAGO INVESTMENT GROUP, LLC | CHICAGO INVESTMENT GROUP, INC.

CRD#: 11853 / SEC#: , 8-27507

Terminated by SEC on 09/07/2010

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Contact information

Main Address

Mailing Address

Phone number

Established

Illinois since 01/01/2002

Firm type

Limited Liability Company

Fiscal year end

December

# of Employees

Documents

Direct owners and executive officers

Name	Position	CRD#
COMPASS CAPITAL MANAGEMENT INTERNATIONAL, LLC	OWNER
MERRITT HOLDINGS II LLC	SHAREHOLDER
BULLARD, ROBERT JONATHAN	OPS. MGR / RSOFP	2975440
LYNCH, JAMES PATRICK	MANAGING DIRECTOR	2387056
LYNCH, RICHARD PAUL	CEO/ CCO	1938604

Disclosures

Regulatory Event	16
Arbitration	2

Red Flags

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Firm Stability Insights

Robert M. Racusen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

B. RILEY WEALTH MANAGEMENT

CHICAGO CAPITAL, INC.

PEREGRINE FINANCIALS & SECURITIES, INC.

D H BRUSH & ASSOCIATES, INC.

RODMAN & RENSHAW INC.

PRINCIPAL FINANCIAL SECURITIES,INC.

HAMILTON INVESTMENTS, INC.

PRUDENTIAL EQUITY GROUP, LLC

UBS FINANCIAL SERVICES INC.

RODMAN & RENSHAW INC.

LEHMAN BROTHERS INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 7/6/1990

Series 7

Date: 1/16/1988

Series 52

Date: 1/8/1987

Current Firm

CHICAGO INVESTMENT GROUP, LLC

Contact information

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

CHICAGO INVESTMENT GROUP, LLC

TRUST BUT VERIFY

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