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JH

Jerry B. Hermann

CU INVESTMENT SOLUTIONS LLC
Overland Park, KS 66210
Some features on this profile are disabled
CRD#: 1600948
JH

Professional summary

Jerry Bernard Hermann, who also goes by Jerry Hermann, is a registered financial professional currently at CU INVESTMENT SOLUTIONS LLC located in Overland Park, Kansas.

Jerry is registered as a RR (Registered Representative) and started their career in finance in 1995. Jerry has worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 52 and Series 53 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Jerry Hermann

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jerry Bernard Hermann's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 2, 2005 - Present

CU INVESTMENT SOLUTIONS LLC

Office #1: 8500 W. 110th Street Suite 650, Overland Park, KS 66210
RIA
BD
CRD#: 43753
Overland Park, KS
Past

August 27, 2003 - January 5, 2005

HOLISTIC BROKERAGE, LLC

BD
CRD#: 46001
MIAMI, FL
Past

May 15, 1996 - October 4, 2001

BANC ONE CAPITAL MARKETS, INC.

BD
CRD#: 23065
CHICAGO, IL
Past

March 1, 1996 - May 9, 1996

WINGSPAN INVESTMENT SERVICES

BD
CRD#: 17516
CHICAGO, IL
Past

September 18, 1995 - March 1, 1996

NBD SECURITIES, INC.

BD
CRD#: 17410

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(2/19/2025)
RR
California
(2/19/2025)
RR
Colorado
(2/19/2025)
RR
Connecticut
(2/19/2025)
RR
Illinois
(8/29/2012)
RR
Indiana
(8/29/2012)
RR
Iowa
(2/19/2025)
RR
Kentucky
(2/19/2025)
RR
Maryland
(4/9/2025)
RR
Massachusetts
(2/19/2025)
RR
Michigan
(6/3/2005)
RR
Minnesota
(10/16/2015)
RR
Nebraska
(3/10/2025)
RR
New York
(2/19/2025)
RR
North Carolina
(12/4/2012)
RR
Ohio
(11/5/2020)
RR
South Dakota
(2/19/2025)
RR
Utah
(10/20/2017)
RR
Wisconsin
(2/19/2025)
RR
Wyoming
(5/20/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 10/3/2003
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/16/1995
General Securities Representative Examination
General Industry/Product Exam
RR
Series 52
Date: 11/21/1986
Municipal Securities Representative Examination
Principal/Supervisory Exam
RR
Series 53
Date: 8/26/1994
Municipal Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

CI
CU INVESTMENT SOLUTIONS LLC
CU INVESTMENT SOLUTION INC | U.S. CENTRAL CAPITAL MARKETS, INC. | CU INVESTMENT SOLUTIONS, INC. | CU INVESTMENT SOLUTIONS LLC | CU INVESTMENT SOLUTIONS INC

CRD#: 43753 / SEC#: , 8-50400

Kansas
Registered Investment Advisory firm - SEC (1/8/1998 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information

Main Address
8500 W. 110th Street Suite 650, Overland Park, KS 66210
Mailing Address
8500 W. 110th Street Suite 650, Overland Park, KS 66210
Phone number
(913) 912-5240
Established
Kansas since 06/30/2011
Firm type
Limited Liability Company
Fiscal year end
September
Firm Size
Small
# of Employees
5

FINRA licenses (49 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
ALLOYA CORPORATE FCUOWNER
CATALYST FEDERAL CREDIT UNIONOWNER
CORPORATE AMERICA CREDIT UNIONOWNER
MILLENNIUM CORPORATE CREDIT UNIONOWNER
TRICORP FEDERAL CREDIT UNIONOWNER
VOLUNTEER CORPORATE CREDIT UNIONOWNER
BECKER, JOSHUA DAMONCHIEF OPERATING OFFICER5784666
JACKSON, MATTHEW DAVIDCEO/CHIEF COMPLIANCE OFFICER/MANAGING MEMBER3251494
THOMAS, BRADFORD LOWELLCHIEF FINANCIAL OFFICER6180244

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CU INVESTMENT SOLUTIONS LLC

CRD#: 43753Overland Park, KS 66210

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