Ronald J. Roberts

SIEBERT ADVISORNXT.

Miami, FL 33139

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CRD#: 1600521

Professional summary

Ronald James Roberts, who also goes by Ron Roberts, is a registered financial advisor currently at SIEBERT ADVISORNXT, LLC. located in Miami, Florida and MURIEL SIEBERT & CO., LLC located in Miami, Florida.

Ronald is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Ronald has worked at 8 firms and has passed the Series 63, Series 52TO, Series 99TO, SIE, Series 7, Series 9, Series 10, Series 12, Series 53, Series 4, Series 24 and Series 27 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ron Roberts

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name of Business: Siebert AdvisorNxt, LLC Investment Related: Yes Location: Same location as Muriel Siebert, & Co., LLC Nature of business: Investment Advisory Firm Position, Title or Relationship: Dual employee. Investment Advisor Representative Approximate number of hours: Full time. Time split 50/50 between Muriel Siebert & Co., LLC and Siebert AdvisorNxt, LLC, subject to monthly change Compensation at both entities paid by same parent company, Siebert Financial Corporation as both are under common ownership and control of parent company.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ronald James Roberts's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 9, 2024 - Present

SIEBERT ADVISORNXT, LLC.

Office #1: 635 Collins Avenue, Miami, FL 33139

RIA

CRD#: 288572

Miami, FL

Current

July 11, 2019 - Present

MURIEL SIEBERT & CO., LLC

Office #1: 653 Collins Avenue, Miami, FL 33139

CRD#: 5376

Miami, FL

Past

July 15, 2009 - January 30, 2020

STOCKCROSS FINANCIAL SERVICES, INC.

RIA

CRD#: 6670

Miami, FL

Past

August 22, 2002 - January 30, 2020

STOCKCROSS FINANCIAL SERVICES, INC.

CRD#: 6670

Miami, FL

Past

August 21, 2001 - August 23, 2002

COMPUTER CLEARING SERVICES INC

CRD#: 20776

GLENDALE, CA

Past

December 18, 1998 - January 11, 2001

NATIONAL CLEARING CORP.

CRD#: 14343

SHERMAN OAKS, CA

Past

July 3, 1998 - November 9, 1998

TD SECURITIES (USA) LLC

CRD#: 18476

NEW YORK, NY

Past

November 7, 1997 - December 3, 1998

TD AMERITRADE, INC.

CRD#: 7870

OMAHA, NE

Past

April 7, 1989 - November 7, 1997

KENNEDY, CABOT & CO.

CRD#: 2417

BEVERLY HILLS, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SIEBERT ADVISORNXT, LLC.

SIEBERT ADVISORNXT, INC. | SIEBERT ADVISORNXT, LLC.

CRD#: 288572 / SEC#: 801-110718

RIA

Registered Investment Advisory firm - (7/11/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(7/11/2019)

California
(7/11/2019)

IAR

California
(8/9/2024)

Connecticut
(7/11/2019)

District of Columbia
(7/11/2019)

Florida
(7/11/2019)

Georgia
(7/11/2019)

Michigan
(7/11/2019)

Missouri
(7/11/2019)

Nebraska
(7/15/2019)

New Hampshire
(7/11/2019)

New Jersey
(7/11/2019)

New Mexico
(7/11/2019)

New York
(7/11/2019)

Ohio
(7/11/2019)

Rhode Island
(7/11/2019)

South Carolina
(7/11/2019)

Texas
(7/11/2019)

Vermont
(7/11/2019)

Washington
(7/11/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 2/22/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/15/1989

General Securities Representative Examination

Principal/Supervisory Exam

Series 9

Date: 1/2/2023

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 10

Date: 1/2/2023

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 12

Date: 3/2/1998

NYSE Branch Manager Examination

Principal/Supervisory Exam

Series 53

Date: 7/17/1991

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 4

Date: 2/5/1990

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 10/30/1989

General Securities Principal Examination

Principal/Supervisory Exam

Series 27

Date: 4/5/1989

Financial and Operations Principal Examination

SRO Registrations

FINRA

SRO Registrations

NYSE American LLC

SRO Registrations

Nasdaq Stock Market

SRO Registrations

New York Stock Exchange

Current Firm

SIEBERT ADVISORNXT, LLC.

SIEBERT ADVISORNXT, INC. | SIEBERT ADVISORNXT, LLC.

CRD#: 288572 / SEC#: 801-110718

RIA

Registered Investment Advisory firm - (7/11/2017 Approved)

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Contact information

Main Address

300 Vesey Street 5th Floor, New York, NY, 10282

Mailing Address

653 Collins Avenue, Miami Beach, FL 33139

Phone number

(800) 872-0444

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (42 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SIEBERT ADVISORNXT PART 2 BROCHURE MARCH 31, 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	786
AUM (Assets Under Management)	$ 287,623,668

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Ronald J. Roberts

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ronald James Roberts's CRS (Customer Relationship Summary).

Certified licenses

Experience

MURIEL SIEBERT & CO., LLC

STOCKCROSS FINANCIAL SERVICES, INC.

STOCKCROSS FINANCIAL SERVICES, INC.

COMPUTER CLEARING SERVICES INC

NATIONAL CLEARING CORP.

TD SECURITIES (USA) LLC

TD AMERITRADE, INC.

KENNEDY, CABOT & CO.

Primary Firm SEC Registration

SIEBERT ADVISORNXT, LLC.

State Registrations and Notice Filings

Exams

Series 63

Date: 2/22/1990

Series 52TO

Date: 1/2/2023

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 7/15/1989

Series 9

Date: 1/2/2023

Series 10

Date: 1/2/2023

Series 12

Date: 3/2/1998

Series 53

Date: 7/17/1991

Series 4

Date: 2/5/1990

Series 24

Date: 10/30/1989

Series 27

Date: 4/5/1989

FINRA

NYSE American LLC

Nasdaq Stock Market

New York Stock Exchange

Current Firm

SIEBERT ADVISORNXT, LLC.

Contact information

SEC notice filing (42 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SIEBERT ADVISORNXT, LLC.

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