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BM

Brian A. Mccormack

REPUBLIC CAPITAL GROUP
NEW YORK, NY 10020
Some features on this profile are disabled
CRD#: 1600487
BM

Professional summary

Brian Andrew Mccormack is a registered financial professional currently at REPUBLIC CAPITAL GROUP located in New York, New York.

Brian is registered as a RR (Registered Representative) and started their career in finance in 1987. Brian has worked at 9 firms and has passed the Series 63, Series 52TO, Series 99TO, SIE, Series 10, Series 9, Series 53, Series 14, Series 8, Series 24 and Series 27 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Brian Andrew Mccormack's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 1, 2025 - Present

REPUBLIC CAPITAL GROUP

Office #1: 50 Rockefeller Plaza Suite 1250, New York, NY 10020
BD
CRD#: 334963
NEW YORK, NY
Past

September 13, 2022 - October 17, 2024

FUTU CLEARING INC

BD
CRD#: 298769
DALLAS, TX
Past

September 30, 2021 - September 9, 2022

ALPACA SECURITIES LLC

BD
CRD#: 288202
San Mateo, CA
Past

June 3, 2009 - September 27, 2021

DAVENPORT & COMPANY LLC

BD
CRD#: 1588
RICHMOND, VA
Past

October 27, 2008 - June 4, 2009

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

BD
CRD#: 11025
ST. LOUIS, MO
Past

September 19, 2005 - June 4, 2009

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
GLEN ALLEN, VA
Past

October 16, 1998 - June 4, 2009

FIRST CLEARING, LLC

BD
CRD#: 17344
GLEN ALLEN, VA
Past

October 19, 1992 - January 28, 1999

FIRST UNION CAPITAL MARKETS CORP.

BD
CRD#: 6124
CHARLOTTE, NC
Past

July 2, 1987 - September 23, 1989

CRESTAR SECURITIES CORPORATION

BD
CRD#: 17464
RICHMOND, VA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 12/4/1998
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 10
Date: 1/2/2023
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 1/2/2023
General Securities Sales Supervisor - Options Module Examination
Principal/Supervisory Exam
RR
Series 53
Date: 10/14/1999
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 14
Date: 4/7/1999
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 8
Date: 2/10/1999
General Securities Sales Supervisor Examination (Options Module & General Module)
Principal/Supervisory Exam
RR
Series 24
Date: 9/23/1998
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 27
Date: 12/1/1987
Financial and Operations Principal Examination
SRO Registrations
RR
FINRA

Current Firm

RC
REPUBLIC CAPITAL GROUP
REPUBLIC CAPITAL GROUP | REPUBLIC CAPITAL GROUP HOLDINGS LLC

CRD#: 334963 / SEC#: , 8-71334

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
50 Rockefeller Plaza Suite 1250, New York, NY 10020
Mailing Address
50 Rockefeller Plaza Suite 1250, New York, NY 10020
Phone number
(832) 980-3500
Established
Texas since 02/12/2016
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
RCG TOPCO LLCMEMBER
BEATON, DANIEL STEWARTFINOP4240769
LANGSTON, JOHN L.FOUNDER, CEO2864476
MCCORMACK, BRIAN ANDREWCHIEF COMPLIANCE OFFICER1600487

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

REPUBLIC CAPITAL GROUP

CRD#: 334963New York, NY 10020

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