Charles D. Etzweiler

NEPSIS

Temecula, CA

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CRD#: 1600143

Professional summary

Charles Darwin Etzweiler, CFP®, CIMA®, who also goes by Charles Darwin Etzweiler, Chuck Etzweiler, is a registered financial advisor currently at NEPSIS, INC. located in Temecula, California.

Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Charles has worked at 7 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Charles Darwin Etzweiler | Chuck Etzweiler

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

EQUIPPING PASTORS INTERNATIONAL POSITION: Board Member NATURE: The organization trains pastors in foreign lands INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/10/1999 ADDRESS: 8007 Waterglow Ct., Orlando FL 32817 DESCRIPTION: Annual Board Meeting in January

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Darwin Etzweiler's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

CIMA^®

Certified Investment Management Analyst

Experience

Current

January 2, 2018 - Present

NEPSIS, INC.

RIA

CRD#: 141203

Temecula, CA

Past

November 13, 2015 - October 5, 2017

THRIVENT INVESTMENT MANAGEMENT INC.

RIA

CRD#: 18387

SAN DIEGO, CA

Past

November 12, 2015 - October 5, 2017

THRIVENT INVESTMENT MANAGEMENT INC.

CRD#: 18387

SAN DIEGO, CA

Past

January 17, 2012 - September 25, 2015

NEPSIS, INC.

RIA

CRD#: 141203

MINNEAPOLIS, MN

Past

December 14, 2007 - January 18, 2012

THRIVENT INVESTMENT MANAGEMENT INC.

CRD#: 18387

DILLSBURG, PA

Past

June 24, 2005 - October 5, 2007

CROWN CAPITAL SECURITIES, L.P.

CRD#: 6312

ROCHESTER, MN

Past

April 4, 2005 - June 9, 2005

FISHER INVESTMENTS

RIA

CRD#: 107342

WOODBURY, MN

Past

March 12, 2003 - April 8, 2005

THRIVENT INVESTMENT MANAGEMENT INC.

CRD#: 18387

MINNEAPOLIS, MN

Past

June 4, 2002 - September 9, 2002

WOODMEN FINANCIAL SERVICES, INC.

CRD#: 117365

OMAHA, NE

Past

January 25, 2000 - March 12, 2002

THRIVENT INVESTMENT MANAGEMENT INC.

CRD#: 18387

MINNEAPOLIS, MN

Past

July 12, 1999 - December 22, 1999

WELLS FARGO SECURITIES INC.

CRD#: 17438

SAN FRANCISCO, CA

Past

August 25, 1997 - July 12, 1999

ARK FUNDS DISTRIBUTORS, LLC

CRD#: 17685

PORTLAND, ME

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NEPSIS, INC.

ANCHOR CAPITAL MANAGEMENT, INC. | NEPSIS, INC. | NEPSIS CAPITAL MANAGEMENT, INC. | ANCHOR FINANCIAL SERVICES, INC

CRD#: 141203 / SEC#: 801-67023

RIA

Registered Investment Advisory firm - (7/17/2006 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/2/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 12/18/2015

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 3/26/2005

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/5/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/12/2015

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/22/1997

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/28/2000

General Securities Principal Examination

Current Firm

NEPSIS, INC.

ANCHOR CAPITAL MANAGEMENT, INC. | NEPSIS, INC. | NEPSIS CAPITAL MANAGEMENT, INC. | ANCHOR FINANCIAL SERVICES, INC

CRD#: 141203 / SEC#: 801-67023

RIA

Registered Investment Advisory firm - (7/17/2006 Approved)

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Contact information

Main Address

Two Meridian Crossings, Suite 400, Minneapolis, MN 55423

Mailing Address

Phone number

(952) 746-2003

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (18 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NEPSIS INC. FORM ADV PART 2A (3/31/2025)

NEPSIS INC FORM ADV PART 2A APPENDIX (3/31/2025)

Regulatory assets under management

Total Number of Accounts	2,018
AUM (Assets Under Management)	$ 497,803,635

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Charles D. Etzweiler

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Darwin Etzweiler's CRS (Customer Relationship Summary).

Certified licenses

Experience

THRIVENT INVESTMENT MANAGEMENT INC.

THRIVENT INVESTMENT MANAGEMENT INC.

NEPSIS, INC.

THRIVENT INVESTMENT MANAGEMENT INC.

CROWN CAPITAL SECURITIES, L.P.

FISHER INVESTMENTS

THRIVENT INVESTMENT MANAGEMENT INC.

WOODMEN FINANCIAL SERVICES, INC.

THRIVENT INVESTMENT MANAGEMENT INC.

WELLS FARGO SECURITIES INC.

ARK FUNDS DISTRIBUTORS, LLC

Primary Firm SEC Registration

NEPSIS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 12/18/2015

Series 65

Date: 3/26/2005

SIE

Date: 10/5/2017

Series 7

Date: 11/12/2015

Series 6

Date: 8/22/1997

Series 24

Date: 6/28/2000

Current Firm

NEPSIS, INC.

Contact information

SEC notice filing (18 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NEPSIS, INC.

TRUST BUT VERIFY

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