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KW

Kevin D. White

WEDBUSH SECURITIES
New York, NY 10019
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CRD#: 1600041
KW

Professional summary


Kevin Donald White is a registered financial professional currently at WEDBUSH SECURITIES INC. located in New York, New York and WEDBUSH & CO., LLC located in New York, New York.

Kevin is registered as a RR (Registered Representative) and started their career in finance in 1986. Kevin has worked at 9 firms and has passed the Series 63, Series 79TO, SIE, Series 3, Series 7, Series 24, Series 10 and Series 9 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Kevin Donald White's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

December 26, 2023 - Present

WEDBUSH SECURITIES INC.

Office #1: 142 West 57th Street 12th Fl, New York, NY 10019
RIA
BD
CRD#: 877
New York, NY
Current

May 28, 2024 - Present

WEDBUSH & CO., LLC

Office #1: 142 West 57th Street 12th Floor, New York, NY 10019
BD
CRD#: 328492
New York, NY
Past

April 17, 2019 - May 5, 2023

DREXEL HAMILTON, LLC

BD
CRD#: 143570
NEW YORK, NY
Past

March 13, 2018 - July 3, 2018

BURKE & QUICK PARTNERS LLC

BD
CRD#: 153521
UNIONDALE, NY
Past

February 26, 2010 - March 15, 2016

SPRING HILL CAPITAL MARKETS, L.L.C.

BD
CRD#: 150898
NEW YORK, NY
Past

August 24, 2009 - February 22, 2010

RAFFERTY CAPITAL MARKETS, LLC

BD
CRD#: 23682
GARDEN CITY, NY
Past

September 22, 2008 - October 29, 2008

BARCLAYS CAPITAL INC.

BD
CRD#: 19714
NEW YORK, NY
Past

November 20, 1991 - September 22, 2008

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY
Past

December 26, 1986 - July 29, 1988

KIDDER, PEABODY & CO. INCORPORATED

BD
CRD#: 7613
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(1/2/2024)
RR
Connecticut
(2/21/2024)
RR
New York
(1/2/2024)

Exams


State Security Law Exam
RR
Series 63
Date: 12/17/2019
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 24
Date: 11/18/2009
General Securities Principal Examination
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
BOX Exchange LLC
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe C2 Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
MEMX LLC
SRO Registrations
RR
MIAX PEARL, LLC
SRO Registrations
RR
MIAX Sapphire
SRO Registrations
RR
Miami International Securities Exchange, LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
NYSE National, Inc.
SRO Registrations
RR
NYSE Texas, Inc.
SRO Registrations
RR
Nasdaq BX, Inc.
SRO Registrations
RR
Nasdaq GEMX, LLC
SRO Registrations
RR
Nasdaq ISE, LLC
SRO Registrations
RR
Nasdaq MRX, LLC
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange

Current Firm


W&
WEDBUSH & CO., LLC
WEDBUSH & CO., LLC

CRD#: 328492 / SEC#: , 8-71158

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
142 West 57th Street 12th Floor, New York, NY, 10019
Mailing Address
142 West 57th Street 12th Floor, New York, NY, 10019
Phone number
(212) 931-7088
Established
Delaware since 06/23/2021
Firm type
Limited Liability Company
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (20 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
WEDBUSH FINANCIAL SERVICES, LLCSOLE MEMBER
BILLINGS, DANIEL ERICMANAGER4568232
BULGER, MARK ANDREWCCO5063497
DEMPSEY, FRANCIS BURKEPRESIDENT2428325
DRUCH, ANDREW WALTERMANAGER AND GENERAL COUNSEL1688071
HULTGREN, DONALD WAYNEMANAGER1475369
KIRKMAN, SAMANTHACFO, PFO, COO & POO6892438
WEDBUSH, GARY LANCEMANAGER2234455

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


WEDBUSH & CO., LLC

CRD#: 328492New York, NY 10019

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