Stephen R. Hample
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephen Ross Hample, who also goes by Steve Hample, was a registered financial professional .
Stephen is a previously registered financial professional and started their career in finance in 1986. Stephen had worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 11, 2008 - December 11, 2013
FINANCIAL PLANNING ASSOCIATES, LLC
February 26, 2002 - December 31, 2015
KMS FINANCIAL SERVICES, INC.
April 6, 1990 - December 31, 2015
KMS FINANCIAL SERVICES, INC.
December 26, 1986 - April 10, 1990
CETERA WEALTH SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FINANCIAL PLANNING ASSOCIATES, LLC
CRD#: 117505 / SEC#:
Contact information
Red Flags
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