Jeffrey S. Hoe
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Shields Hoe was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1987. Jeffrey had worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 6, Series 62, Series 22 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 1, 2021 - September 27, 2021
GROVE POINT ADVISORS, LLC
September 15, 2011 - April 1, 2021
GROVE POINT INVESTMENTS, LLC
September 15, 2011 - September 27, 2021
GROVE POINT INVESTMENTS, LLC
December 6, 2010 - September 27, 2011
FIRST ALLIED SECURITIES, INC.
September 30, 2010 - October 14, 2011
FIRST ALLIED ADVISORY SERVICES, INC.
September 23, 2004 - October 7, 2010
GREENBOOK INVESTMENT MANAGEMENT, INC.
January 13, 2003 - December 31, 2004
XELAN FINANCIAL PLANNING, INC.
December 24, 2001 - January 15, 2003
XELAN INVESTMENT SERVICES, INC.
May 9, 2001 - December 12, 2002
SUMMIT BROKERAGE SERVICES, INC.
November 3, 1999 - May 2, 2001
OGILVIE SECURITY ADVISORS CORPORATION
May 24, 1994 - November 15, 1999
FSC SECURITIES CORPORATION
October 17, 1991 - June 10, 1994
VOYA FINANCIAL ADVISORS, INC.
October 16, 1987 - October 18, 1991
AMERITAS INVESTMENT COMPANY, LLC
March 12, 1987 - October 20, 1987
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 4/7/1994
Corporate Securities Limited Representative ExaminationCurrent Firm
GROVE POINT ADVISORS, LLC
CRD#: 313171 / SEC#: 801-56879
Contact information
Regulatory assets under management
| Total Number of Accounts | 9,556 |
| AUM (Assets Under Management) | $ 2,470,347,917 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/27/2024 | ||
| 10/26/2023 | ||
| 02/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
