Peter K. Lloyd
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Kapsalis Lloyd was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1987. Peter had worked at 6 firms and has passed the Series 7 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 3, 1988 - November 21, 1988
INTEGRATED RESOURCES EQUITY CORPORATION
October 31, 1988 - April 22, 1989
CAREY JAMISON & COMPANY
October 3, 1988 - November 3, 1988
CHRISTOPHER WEIL & COMPANY, INC
October 9, 1987 - August 31, 1988
NATIONAL SECURITIES CORPORATION
March 16, 1987 - September 10, 1987
ARGUS SECURITIES, INC.
February 27, 1987 - March 11, 1987
GRAYSTONE NASH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INTEGRATED RESOURCES EQUITY CORPORATION
CRD#: 6403 / SEC#: , 8-15459
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
