Christopher Vanmierlo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Vanmierlo, who also goes by Chris Vanmierlo, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1986. Christopher had worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 28, 1997 - April 2, 2020
PACIFIC SELECT DISTRIBUTORS, LLC
November 4, 1996 - February 28, 1997
NATIONWIDE SECURITIES, LLC
October 1, 1996 - February 28, 1997
NATIONWIDE SECURITIES, LLC
August 1, 1996 - October 1, 1996
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
June 24, 1996 - August 1, 1996
NATIONAL PLANNING CORPORATION
March 8, 1995 - June 10, 1996
PACIFIC SELECT DISTRIBUTORS, LLC
June 19, 1991 - January 17, 1995
NATIONWIDE SECURITIES, LLC
May 5, 1987 - December 31, 1990
MUTUAL SERVICE CORPORATION
December 23, 1986 - April 7, 1987
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PACIFIC SELECT DISTRIBUTORS, LLC
CRD#: 4452 / SEC#: , 8-15264
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PACIFIC LIFE INSURANCE COMPANY | PARENT OF APPLICANT | |
| DARE, BARBARA ALYCE | VICE PRESIDENT | 5074108 |
| KISSEL, GEOFFREY P | CHIEF EXECUTIVE OFFICER | 7499710 |
| LA ROQUE, SUZANNE MARIE | ASSISTANT VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | 4222767 |
| SMITH, TREVOR TIMOTHY | VICE PRESIDENT, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATING OFFICER | 4844953 |
| YAMAUCHI, STARLA CHIN | VICE PRESIDENT, CORPORATE SECRETARY | 7721024 |
Red Flags
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