John W. Pridham
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Wilbur Pridham JR, who also goes by Jack Pridham, John Wilbur Jr Pridham, John Wilbur Pridham Jr, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1987. John had worked at 6 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 3, 2011 - March 29, 2016
ESSEX SECURITIES LLC
September 8, 2005 - May 2, 2011
SENTINEL SECURITIES, LLC.
May 3, 1999 - September 2, 2005
PARK AVENUE SECURITIES LLC
September 23, 1988 - May 3, 1999
GUARDIAN INVESTOR SERVICES LLC
July 23, 1987 - September 20, 1988
VERAVEST INVESTMENTS, INC.
January 20, 1987 - March 3, 1987
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ESSEX SECURITIES LLC
CRD#: 46605 / SEC#: , 8-51472
Contact information
FINRA licenses (38 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
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