Sandra T. Turner

WATTS CAPITAL PARTNERS

NEW YORK, NY

CRD#: 1599333

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Professional summary

Sandra Teresa Turner, who also goes by Mclaren, is a registered financial advisor currently at WATTS CAPITAL PARTNERS LLC located in New York, New York.

Sandra is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Sandra has worked at 8 firms and has passed the Series 65, Series 63, Series 7 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mclaren

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sandra Teresa Turner's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 23, 2026 - Present

WATTS CAPITAL PARTNERS LLC

RIA

CRD#: 149049

NEW YORK, NY

Past

June 23, 2023 - December 31, 2025

WATTS CAPITAL PARTNERS LLC

RIA

CRD#: 149049

NEW YORK, NY

Past

May 28, 2019 - December 31, 2022

WATTS CAPITAL PARTNERS LLC

RIA

CRD#: 149049

NEW YORK, NY

Past

June 22, 2018 - July 20, 2020

ATLANTIS ASSET MANAGEMENT, LLC

RIA

CRD#: 160462

NEW YORK, NY

Past

February 2, 2011 - September 7, 2012

GLOBAL ARENA INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 135835

NEW YORK, NY

Past

June 22, 2009 - October 28, 2010

GLOBAL ARENA CAPITAL CORP

CRD#: 16871

NEW YORK, NY

Past

August 15, 2008 - June 23, 2009

B. RILEY WEALTH ADVISORS, INC.

RIA

CRD#: 115927

NEW YORK, NY

Past

May 15, 2008 - June 26, 2009

NATIONAL SECURITIES CORPORATION

CRD#: 7569

NEW YORK, NY

Past

September 30, 2002 - May 28, 2008

MELHADO, FLYNN & ASSOCIATES, INC.

RIA

CRD#: 7340

NEW YORK, NY

Past

February 8, 1994 - May 28, 2008

MELHADO, FLYNN & ASSOCIATES, INC.

CRD#: 7340

NEW YORK, NY

Past

December 23, 1986 - July 21, 1987

PRINTON KANE & CO., L.P.

CRD#: 6358

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WATTS CAPITAL PARTNERS LLC

NAME 619 | WATTS CAPITAL PARTNERS LLC

CRD#: 149049 / SEC#: 801-78813

RIA

Registered Investment Advisory firm - (11/19/2013 Approved)

Connecticut

Registered Investment Advisory firm - (12/5/2013 Terminated)

New Jersey

Registered Investment Advisory firm - (12/4/2013 Terminated)

New York

Registered Investment Advisory firm - (12/4/2013 Terminated)

Oregon

Registered Investment Advisory firm - (12/4/2013 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(2/23/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/7/1995

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/11/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 2/7/1994

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 7/11/1994

Registered Options Principal Examination

Current Firm

WATTS CAPITAL PARTNERS LLC

NAME 619 | WATTS CAPITAL PARTNERS LLC

CRD#: 149049 / SEC#: 801-78813

RIA

Registered Investment Advisory firm - (11/19/2013 Approved)

Connecticut

Registered Investment Advisory firm - (12/5/2013 Terminated)

New Jersey

Registered Investment Advisory firm - (12/4/2013 Terminated)

New York

Registered Investment Advisory firm - (12/4/2013 Terminated)

Oregon

Registered Investment Advisory firm - (12/4/2013 Terminated)

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Contact information

Main Address

New York, NY

Mailing Address

Phone number

(212) 879-0954

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WATTS FORM 2B - TY BUCKELEW (2/14/2025)

WATTS FORM 2B - TOM WATTS (2/14/2025)

WATTS CAPITAL PARTNERS CLIENT BROCHURE 2025 (2/14/2025)

Regulatory assets under management

Total Number of Accounts	405
AUM (Assets Under Management)	$ 72,938,892

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Sandra T. Turner

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sandra Teresa Turner's CRS (Customer Relationship Summary).

Certified licenses

Experience

WATTS CAPITAL PARTNERS LLC

WATTS CAPITAL PARTNERS LLC

ATLANTIS ASSET MANAGEMENT, LLC

GLOBAL ARENA INVESTMENT MANAGEMENT, LLC

GLOBAL ARENA CAPITAL CORP

B. RILEY WEALTH ADVISORS, INC.

NATIONAL SECURITIES CORPORATION

MELHADO, FLYNN & ASSOCIATES, INC.

MELHADO, FLYNN & ASSOCIATES, INC.

PRINTON KANE & CO., L.P.

Primary Firm SEC Registration

WATTS CAPITAL PARTNERS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/7/1995

Series 63

Date: 2/11/1994

Series 7

Date: 2/7/1994

Series 4

Date: 7/11/1994

Current Firm

WATTS CAPITAL PARTNERS LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WATTS CAPITAL PARTNERS LLC

TRUST BUT VERIFY

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