James B. Potkul
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Bert Potkul MR., who also goes by James Bert Potkul, Jim Potkul, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1988. James had worked at 6 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 21, 2004 - February 4, 2021
POTKUL CAPITAL MANAGEMENT, LLC
May 17, 1995 - December 12, 1997
QUEST CAPITAL STRATEGIES, INC.
January 5, 1993 - November 4, 1994
BNY MELLON SECURITIES CORPORATION
April 20, 1992 - June 30, 1993
PFS INVESTMENTS INC.
December 20, 1988 - May 9, 1990
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 23, 1988 - December 13, 1988
APEX CLEARING CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
POTKUL CAPITAL MANAGEMENT, LLC
CRD#: 129040 / SEC#: 801-64645
Contact information
Regulatory assets under management
| Total Number of Accounts | 11 |
| AUM (Assets Under Management) | $ 5,303,973 |
Red Flags
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