Neil J. Davis

DYNAMIC ASSET MANAGEMENT GROUP LLC

BLOOMFIELD HILLS, MI 48301

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CRD#: 1598946

Professional summary

Neil Jay Davis is a registered financial advisor currently at DYNAMIC ASSET MANAGEMENT GROUP LLC located in Bloomfield Hills, Michigan and CETERA WEALTH SERVICES, LLC located in Warren, Michigan.

Neil is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Neil has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

DYNAMIC ASSET MANAGEMENT GROUP LLC.; Investment Related; 550 Merrill Street suite 240, Birmingham MI 48009; Financial Services; President/Owner; Start Date:12/2011; 160 hours per month; Fixed insurance product sales and service. Prior entity name was Abaris Asset Management, LLC. >> SUCCESSOR TRUSTEE; Non-Investment Related; Southfield, MI 48034; Trust; Successor Trustee; Start Date 12/2021; No hours per month; No duties at this time - act only in the event of my parent's incapacity or death. >> SOCIOS HOLDINGS; Non-Investment Related; Detroit, MI; Other; Consultant; Start Date 05/2024; 20 hours per month with no hours per month occurring during trading hours; Provide guidance to my brother (the owner of this business) on his business financials in preparation of the pre-listing of his company.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Neil Jay Davis's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 23, 2012 - Present

DYNAMIC ASSET MANAGEMENT GROUP LLC

Office #1: 6905 Telegraph Road Suite 130, Bloomfield Hills, MI 48301

RIA

CRD#: 159692

BLOOMFIELD HILLS, MI

Current

February 20, 2025 - Present

CETERA WEALTH SERVICES, LLC

Office #1: 31201 Chicago Road South Suite C201, Warren, MI 48093Office #2: 6905 Telegraph Road Suite 130, Bloomfield Hills, MI 48301

CRD#: 13572

Warren, MI

Past

June 25, 2014 - October 8, 2015

DYNAMIC ASSET MANAGEMENT GROUP, LLC

RIA

CRD#: 171668

BIRMINGHAM, MI

Past

April 13, 2010 - August 19, 2021

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

RIA

CRD#: 15708

Birmingham, MI

Past

May 16, 2006 - February 20, 2025

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD#: 15708

Birmingham, MI

Past

July 2, 2002 - May 25, 2006

MM ASCEND LIFE INVESTOR SERVICES, LLC

CRD#: 36451

CINCINNATI, OH

Past

January 9, 1987 - July 3, 2002

OSAIC FS, INC.

CRD#: 3870

FORT WAYNE, IN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(2/20/2025)

Arkansas
(2/20/2025)

California
(2/20/2025)

IAR

Florida
(7/27/2018)

Florida
(2/20/2025)

Georgia
(2/20/2025)

Illinois
(2/20/2025)

Massachusetts
(5/23/2025)

IAR

Michigan
(5/23/2012)

Michigan
(2/20/2025)

North Carolina
(2/20/2025)

Ohio
(2/20/2025)

Rhode Island
(2/20/2025)

South Carolina
(2/20/2025)

Utah
(2/20/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/9/2008

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 1/20/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/5/2007

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/8/1987

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

DYNAMIC ASSET MANAGEMENT GROUP LLC

ABARIS ASSET MANAGEMENT, LLC | DYNAMIC ASSET MANAGEMENT GROUP LLC

CRD#: 159692 / SEC#:

Colorado

Registered Investment Advisory firm - (1/31/2023 Terminated)

Florida

Registered Investment Advisory firm - (7/27/2018 Approved)

Michigan

Registered Investment Advisory firm - (5/22/2012 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

6905 Telegraph Road Suite 130, Bloomfield Hills, MI 48301

Mailing Address

Phone number

(248) 644-3009

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	349
AUM (Assets Under Management)	$ 71,319,996

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Neil J. Davis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Neil Jay Davis's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA WEALTH SERVICES, LLC

DYNAMIC ASSET MANAGEMENT GROUP, LLC

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

MM ASCEND LIFE INVESTOR SERVICES, LLC

OSAIC FS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 4/9/2008

Series 63

Date: 1/20/1987

SIE

Date: 10/1/2018

Series 7

Date: 12/5/2007

Series 6

Date: 1/8/1987

FINRA

Current Firm

DYNAMIC ASSET MANAGEMENT GROUP LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

DYNAMIC ASSET MANAGEMENT GROUP LLC

TRUST BUT VERIFY

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