Neil Jay Davis
Professional Summary
Neil Jay Davis is a registered financial advisor currently at DYNAMIC ASSET MANAGEMENT GROUP LLC located in Bloomfield Hills, Michigan and CETERA WEALTH SERVICES, LLC located in Warren, Michigan. Neil is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Neil has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
39 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
ABARIS ASSET MANAGEMENT, LLC | DYNAMIC ASSET MANAGEMENT GROUP LLC
Contact Information
Main Address
6905 Telegraph Road Suite 130, Bloomfield Hills, MI 48301Phone Number
(248) 644-3009# of Employees
4Documents
Regulatory Assets Under Management
Total Number of Accounts
349AUM (Assets Under Management)
$84,237,000Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
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(7/27/2018)
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(5/23/2012)
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Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jan 1987About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Neil Jay Davis's CRS (Customer Relationship Summary).
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