George A. Schwartz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Alan Schwartz was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1987. George had worked at 3 firms and has passed the Series 63, SIE, Series 55, Series 7, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 25, 1990 - December 31, 1993
GDC EQUITY CORP.
December 16, 1987 - June 6, 2019
M.Y. SAFRA SECURITIES, INC.
February 26, 1987 - December 15, 1987
GRAYSON FINANCIAL LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 4/12/2002
Limited Representative-Equity Trader ExamCurrent Firm
GDC EQUITY CORP.
CRD#: 21615 / SEC#: , 8-39109
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
