James L. Evans

T.T.G. FINANCIAL

CANTON, OH 44718

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CRD#: 1598919

Professional summary

James Lee Evans, CFP®, who also goes by James L Evans, Jim Evans, is a registered financial advisor currently at T.T.G. FINANCIAL, INC. located in Canton, Ohio.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. James has worked at 5 firms and has passed the Series 65, Series 63, Series 3, Series 7, Series 22, Series 6 and Series 24 exams.

Question & Answer

What are your service offerings?

Employee and Employer Plan Ben...

Retirement Income Management

Estate Planning

Insurance Planning

Retirement Planning

Comprehensive Financial Planni...

Business Succession Planning

Investment Planning

Small Business Planning

Tax Planning

Do you have an area of expertise or specialization?

Business Owners

Estate & Generational Planning...

High Net Worth Client Needs

Insurance Related Issues

Investment Advice with Ongoing...

Medical Professionals

Are you a "fiduciary"?

Yes

Aliases

James L Evans | Jim Evans

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Lee Evans's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2005

Experience

Current

October 17, 2006 - Present

T.T.G. FINANCIAL, INC.

Office #1: 4790 Douglas Cir Nw Suite 102, Canton, OH 44718

RIA

CRD#: 129004

CANTON, OH

Past

October 28, 2005 - October 11, 2006

PARK AVENUE SECURITIES LLC

RIA

CRD#: 46173

CANTON, OH

Past

May 3, 1999 - October 11, 2006

PARK AVENUE SECURITIES LLC

CRD#: 46173

CANTON, OH

Past

February 13, 1989 - May 3, 1999

GUARDIAN INVESTOR SERVICES LLC

CRD#: 6635

NEW YORK, NY

Past

December 9, 1986 - January 10, 1989

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

Past

December 9, 1986 - February 1, 1989

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

T.T.G. FINANCIAL, INC.

T.T.G. FINANCIAL, INC. | WESTERN RESERVE WEALTH MANAGEMENT

CRD#: 129004 / SEC#: 801-118184

RIA

Registered Investment Advisory firm - (3/6/2020 Approved)

Florida

Registered Investment Advisory firm - (3/9/2020 Terminated)

Ohio

Registered Investment Advisory firm - (3/9/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(10/26/2015)

IAR

Ohio
(10/17/2006)

IAR

Texas
(12/10/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/13/2003

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/28/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 4/1/2008

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 1/16/1988

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 12/29/1986

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 11/24/1986

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/29/1997

General Securities Principal Examination

Current Firm

T.T.G. FINANCIAL, INC.

T.T.G. FINANCIAL, INC. | WESTERN RESERVE WEALTH MANAGEMENT

CRD#: 129004 / SEC#: 801-118184

RIA

Registered Investment Advisory firm - (3/6/2020 Approved)

Florida

Registered Investment Advisory firm - (3/9/2020 Terminated)

Ohio

Registered Investment Advisory firm - (3/9/2020 Terminated)

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Contact information

Main Address

4790 Douglas Cir Nw Suite 102, Canton, OH 44718

Mailing Address

Phone number

(330) 491-2220

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NARRATIVE ADV PART II A & B (6/2/2025)

Regulatory assets under management

Total Number of Accounts	197
AUM (Assets Under Management)	$ 166,384,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

James L. Evans

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Lee Evans's CRS (Customer Relationship Summary).

Certified licenses

Experience

PARK AVENUE SECURITIES LLC

PARK AVENUE SECURITIES LLC

GUARDIAN INVESTOR SERVICES LLC

ROBERT W. BAIRD & CO. INCORPORATED

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Primary Firm SEC Registration

T.T.G. FINANCIAL, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/13/2003

Series 63

Date: 4/28/1987

Series 3

Date: 4/1/2008

Series 7

Date: 1/16/1988

Series 22

Date: 12/29/1986

Series 6

Date: 11/24/1986

Series 24

Date: 12/29/1997

Current Firm

T.T.G. FINANCIAL, INC.

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

T.T.G. FINANCIAL, INC.

TRUST BUT VERIFY

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