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Hilton Rodriquez

Some features on this profile are disabled
CRD#: 1598758
HR

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Hilton Rodriquez Jr, who also goes by Rodriquez Hilton, Hilton Rodriguez-ruiz, Hilton Rodriquez, was a registered financial professional .

Hilton is a previously registered financial professional and started their career in finance in 1996. Hilton had worked at 11 firms and has passed the Series 63 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Rodriquez Hilton | Hilton Rodriguez-Ruiz | Hilton Rodriquez

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

October 20, 2004 - February 24, 2005

INDEPENDENT SECURITIES INVESTORS CORPORATION

BD
CRD#: 43598
CHIPLEY, FL
Past

January 26, 2004 - April 27, 2004

FIRST HUDSON FINANCIAL GROUP, INC.

BD
CRD#: 32926
NEW YORK, NY
Past

November 4, 2003 - January 8, 2004

VFINANCE INVESTMENTS, INC

BD
CRD#: 44962
BOCA RATON, FL
Past

May 15, 2001 - July 9, 2002

BERRY-SHINO SECURITIES, INC.

BD
CRD#: 38098
SCOTTSDALE, AZ
Past

November 27, 2000 - April 18, 2001

SCHNEIDER SECURITIES, INC.

BD
CRD#: 16434
DENVER, CO
Past

November 4, 1998 - August 28, 2000

SOLID ISG CAPITAL MARKETS, LLC

BD
CRD#: 39375
NEW YORK, NY
Past

December 15, 1997 - October 19, 1998

THE THERMOPYLAE GROUP, INC.

BD
CRD#: 3059
NEW YORK, NY
Past

November 12, 1997 - December 1, 1997

FIRST METROPOLITAN SECURITIES, INC.

BD
CRD#: 7594
NEW YORK, NY
Past

June 11, 1997 - October 31, 1997

SHAMUS GROUP, INC.

BD
CRD#: 5036
Past

September 5, 1996 - May 23, 1997

FIRST CAMBRIDGE SECURITIES CORPORATION

BD
CRD#: 21846
NEW YORK, NY
Past

February 13, 1996 - September 12, 1996

H.J. MEYERS & CO., INC.

BD
CRD#: 15609
ROCHESTER, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 12/27/1995
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 12/13/1995
General Securities Representative Examination

Current Firm

IS
INDEPENDENT SECURITIES INVESTORS CORPORATION
INDEPENDENT SECURITIES INVESTORS CORPORATION | RANGER SECURITIES, INC. | INTREPID SECURITIES, INC.

CRD#: 43598 / SEC#: , 8-50352

BD
Terminated by SEC on 04/16/2006
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Contact information

Main Address
Mailing Address
Phone number
Established
Nevada since 03/27/1991
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
JORDAN, DENNISCEO, PRESIDENT, DIRECTOR, CHIEF COMPLIANCE OFFICER, 100% OWNERSHIP1420210
THOMAS, CRAIG ALANFINANCIAL OPERATIONS PRINCIPAL, 0% OWNERSHIP2181088

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

INDEPENDENT SECURITIES INVESTORS CORPORATION

CRD#: 43598

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