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JM

John J. Mchugh

MARCH CAPITAL
Skokie, IL
Some features on this profile are disabled
CRD#: 1598701
JM

Professional summary


John Joseph Mchugh JR, who also goes by Jack Mchugh, John Joseph Mchugh, is a registered financial professional currently at MARCH CAPITAL CORP. located in Skokie, Illinois.

John is registered as a RR (Registered Representative) and started their career in finance in 1988. John has worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 3 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Jack Mchugh | John Joseph Mchugh

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view John Joseph Mchugh JR's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

November 19, 2021 - Present

MARCH CAPITAL CORP.

RIA
BD
CRD#: 24142
Skokie, IL
Past

February 24, 2017 - January 5, 2018

PORTSMOUTH FINANCIAL SERVICES

BD
CRD#: 13980
SAN FRANCISCO, CA
Past

October 23, 2014 - March 13, 2015

PROTECTED INVESTORS OF AMERICA

BD
CRD#: 6082
SAN FRANCISCO, CA
Past

March 16, 2012 - January 4, 2013

PROTECTED INVESTORS OF AMERICA

BD
CRD#: 6082
SAN FRANCISCO, CA
Past

March 10, 2008 - May 4, 2010

CHICAGO INVESTMENT GROUP, LLC

BD
CRD#: 11853
CHICAGO, IL
Past

February 7, 2007 - August 2, 2007

DILLON CAPITAL, INC.

BD
CRD#: 102340
CHICAGO, IL
Past

January 30, 2003 - November 22, 2004

UBS SECURITIES LLC

BD
CRD#: 7654
NEW YORK, NY
Past

June 21, 2000 - February 4, 2003

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
NEW YORK, NY
Past

March 29, 1990 - June 22, 2000

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

May 4, 1988 - March 14, 1990

DREXEL BURNHAM LAMBERT INCORPORATED

BD
CRD#: 7323

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(12/3/2024)
RR
Florida
(12/2/2024)
RR
Illinois
(2/16/2022)

Exams


State Security Law Exam
RR
Series 63
Date: 3/7/1988
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


MC
MARCH CAPITAL CORP.
ANGELSTREET SECURITIES, INC. | MARCH CAPITAL CORP. | GRANT SECURITIES, L.P. | GLENWOOD SECURITIES CORP.

CRD#: 24142 / SEC#: , 8-41173

Illinois
Registered Investment Advisory firm - SEC (10/29/1996 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information


Main Address
200 E Randolph St Suite 5100, Chicago, IL 60601
Mailing Address
200 E Randolph St Suite 5100, Chicago, IL 60601-6528
Phone number
(312) 443-8404
Established
Illinois since 09/05/1990
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
4

FINRA licenses (24 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers


NamePositionCRD#
RICE, RICHARD JAYPRESIDENT AND CHIEF COMPLIANCE OFFICER725697

Regulatory assets under management


Total Number of Accounts3
AUM (Assets Under Management)$ 83,479,520

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


MARCH CAPITAL CORP.

CRD#: 24142Skokie, IL

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