Jane H. Bragg
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jane Helen Bragg, CFP®, who also goes by Jane Helen Callahan, was a registered financial professional .
Jane is a previously registered financial professional and started their career in finance in 1987. Jane had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1991
Experience
January 22, 2009 - May 3, 2022
CROWN CAPITAL SECURITIES, L.P.
January 21, 2009 - May 3, 2022
CROWN CAPITAL SECURITIES, L.P.
December 26, 2008 - January 30, 2009
SECURITIES AMERICA ADVISORS, INC.
December 26, 2008 - January 30, 2009
SECURITIES AMERICA, INC.
January 3, 2005 - December 31, 2008
EPLANNING ADVISORS INC
January 3, 2005 - December 31, 2008
EPLANNING SECURITIES, INC.
April 8, 2002 - December 31, 2004
MUTUAL SERVICE CORPORATION
March 31, 1999 - December 31, 2004
MUTUAL SERVICE CORPORATION
November 7, 1989 - March 31, 1999
TITAN/VALUE EQUITIES GROUP, INC.
April 14, 1988 - November 7, 1989
VALUE EQUITIES CORPORATION
January 21, 1987 - May 5, 1988
ASSOCIATED SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CROWN CAPITAL SECURITIES, L.P.
CRD#: 6312 / SEC#: 801-57663, 8-17264
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DELTA CAPITAL HOLDINGS, LLC | GENERAL PARTNER | |
| DELTA BROKER HOLDING, LLC | LIMITED PARTNER | |
| EDWARDS, DON MICHAEL | CFO/FINOP/CONTROLLER | 2669488 |
| FRENCH, JONATHAN LEE | PRESIDENT/ MUNICIPAL PRINCIPAL/CROP/CMO/CCO/COO/INV. ADV.SERV. | 3155702 |
| PAULSEN, DAROL KENNETH | CEO/DIR./TREASURER/SROP | 358292 |
| PAULSEN, PHYLLIS JEAN | SR. VP/DIR/CAO DIR./LIC & REG/SEC | 1512757 |
Regulatory assets under management
| Total Number of Accounts | 5,654 |
| AUM (Assets Under Management) | $ 1,223,108,240 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
