David E. Lakowski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Edward Lakowski was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1987. David had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 79, Series 24, Series 27, Series 14, Series 12, Series 53 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 17, 2018 - August 11, 2020
JVM SECURITIES, LLC
November 6, 2010 - September 13, 2017
THIRD500, LLC
February 26, 1999 - June 29, 2005
HOWE BARNES HOEFER & ARNETT, INC.
June 2, 1988 - February 5, 1999
VECTOR SECURITIES INTERNATIONAL, INC.
February 2, 1987 - January 11, 1988
RIVER NORTH SECURITIES CORP.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 12
Date: 12/8/1999
NYSE Branch Manager ExaminationCurrent Firm
JVM SECURITIES, LLC
CRD#: 290327 / SEC#: , 8-70032
Contact information
FINRA licenses (38 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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