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Sondria E. Eure

MOORS & CABOT
SYRACUSE, NY
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CRD#: 1597959
SE

Professional summary


Sondria Esmeralda Eure, who also goes by Sondria Esmeralda Dillon, is a registered financial professional currently at MOORS & CABOT, INC. located in Syracuse, New York.

Sondria is registered as a RR (Registered Representative) and started their career in finance in 1990. Sondria has worked at 9 firms and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Sondria Esmeralda Dillon

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Sondria Esmeralda Eure's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

June 20, 2008 - Present

MOORS & CABOT, INC.

RIA
BD
CRD#: 594
SYRACUSE, NY
Past

July 15, 2005 - June 20, 2008

MOORS & CABOT FINANCIAL ADVISORS, LLC

BD
CRD#: 132798
SYRACUSE, NY
Past

June 18, 2002 - July 14, 2006

MOORS & CABOT, INC.

BD
CRD#: 594
WEST PALM BEACH, FL
Past

May 14, 2002 - July 15, 2002

WESTMINSTER FINANCIAL SECURITIES, INC.

BD
CRD#: 20677
BEAVERCREEK, OH
Past

December 1, 2000 - May 15, 2002

WACHOVIA SECURITIES, INC.

BD
CRD#: 431
CHARLOTTE, NC
Past

January 12, 2000 - December 1, 2000

CAPTRUST FINANCIAL ADVISORS, LLC

BD
CRD#: 41727
CHARLOTTE, NC
Past

March 20, 1999 - January 21, 2000

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

March 30, 1998 - March 12, 1999

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY
Past

October 17, 1997 - March 6, 1998

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
NEW YORK, NY
Past

March 7, 1990 - August 30, 1991

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MOORS & CABOT, INC.
MOORS & CABOT, INC.
MOORS & CABOT FINANCIAL ADVISORS | MOORS & CABOT, INC. | MOORS & CABOT, INC

CRD#: 594 / SEC#: 801-48726, 8-23060

RIA
Registered Investment Advisory firm - SEC (3/30/1995 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Connecticut
(5/19/2014)
RR
Florida
(6/20/2008)
RR
Massachusetts
(6/20/2008)
RR
New Mexico
(10/1/2012)
RR
New York
(6/20/2008)
RR
Texas
(10/22/2024)

Exams


State Security Law Exam
RR
Series 63
Date: 11/8/1997
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange

Current Firm


MOORS & CABOT, INC.
MOORS & CABOT, INC.
MOORS & CABOT FINANCIAL ADVISORS | MOORS & CABOT, INC. | MOORS & CABOT, INC

CRD#: 594 / SEC#: 801-48726, 8-23060

RIA
Registered Investment Advisory firm - SEC (3/30/1995 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information


Main Address
One Federal Street 19th Floor, Boston, MA 02110
Mailing Address
One Federal Street 19th Floor, Boston, MA 02110
Phone number
(617) 426-0500
Established
Massachusetts since 07/05/1978
Firm type
Corporation
Fiscal year end
June
Firm Size
Small
# of Employees
121

SEC notice filing (35 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

MOORS & CABOT ADV (9/29/2025)

Direct owners and executive officers


NamePositionCRD#
EIGHTEEN NINETY PARTNERS, LLCSHAREHOLDER
BRAUN, MICHAEL CHARLESEVP/COO/DIRECTOR2005370
CUETARA, JOSEPH PHILIPSVP FIXED INCOME/MUNICIPAL PRINCIPAL58308
GARRETT, MARK DAVIDDIRECTOR/CO-CHAIRMAN/TRUSTEE5563014
HILDRETH, MICHAEL CHRISTOPHEREVP/CFO/FINOP/PRESIDENT/CEO/DIRECTOR2386839
JOYCE, DANIEL MICHAELDIRECTOR1060819
KELLIHER, KATHERINE ROSESVP & CHIEF COMPLIANCE OFFICER4146307

Regulatory assets under management


Total Number of Accounts5,074
AUM (Assets Under Management)$ 3,437,764,388

Disclosures


Regulatory Event30
Arbitration3
Bond2

Accountant surprise examination report


Filing DateForm ADV-E CoverForm ADV-E Report
01/23/2025
Cover Page
12/04/2023
01/12/2023

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


MOORS & CABOT, INC.

MOORS & CABOT, INC.

CRD#: 594Syracuse, NY

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