John A. Porriello

LIFELINE FINANCIAL

Wethersfield, CT 06109-1735

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CRD#: 1597810

Professional summary

John Alfonse Porriello, who also goes by John A Porriello, is a registered financial advisor currently at LIFELINE FINANCIAL, LLC located in Wethersfield, Connecticut.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. John has worked at 4 firms and has passed the Series 63, Series 22, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

John A Porriello

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INSURANCE AGENT - LIFE, HEALTH, DISABILITY, LONG-TERM CARE INSURANCE

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Alfonse Porriello's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 16, 2019 - Present

LIFELINE FINANCIAL, LLC

Office #1: 322 Silas Deane Highway, Wethersfield, CT 06109-1735

RIA

CRD#: 129327

Wethersfield, CT

Past

December 12, 2003 - December 31, 2018

LIFELINE FINANCIAL, LLC

RIA

CRD#: 129327

WETHERSFIELD, CT

Past

April 26, 1999 - December 3, 2003

MAIN STREET MANAGEMENT COMPANY

RIA

CRD#: 547

EAST HARTFORD, CT

Past

March 28, 1995 - December 3, 2003

MAIN STREET MANAGEMENT COMPANY

CRD#: 547

BOSTON, MA

Past

March 15, 1993 - March 30, 1995

WS GRIFFITH SECURITIES, INC.

CRD#: 10410

HARTFORD, CT

Past

January 13, 1987 - March 15, 1993

VP DISTRIBUTORS LLC

CRD#: 3036

HARTFORD, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(1/16/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/5/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 22

Date: 12/5/1988

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 1/12/1987

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 6/3/2002

Investment Company Products/Variable Contracts Principal Examination

Current Firm

LIFELINE FINANCIAL, LLC

CRD#: 129327 / SEC#: 801-69388

RIA

Registered Investment Advisory firm - (6/27/2012 Terminated)

Connecticut

Registered Investment Advisory firm - (1/16/2019 Approved)

Massachusetts

Registered Investment Advisory firm - (9/18/2008 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

322 Silas Deane Highway, Wethersfield, CT 06109-1735

Mailing Address

Phone number

(860) 282-1780

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	70
AUM (Assets Under Management)	$ 60,125,463

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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John A. Porriello

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Alfonse Porriello's CRS (Customer Relationship Summary).

Certified licenses

Experience

LIFELINE FINANCIAL, LLC

LIFELINE FINANCIAL, LLC

MAIN STREET MANAGEMENT COMPANY

MAIN STREET MANAGEMENT COMPANY

WS GRIFFITH SECURITIES, INC.

VP DISTRIBUTORS LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 8/5/1987

Series 22

Date: 12/5/1988

Series 6

Date: 1/12/1987

Series 26

Date: 6/3/2002

Current Firm

LIFELINE FINANCIAL, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

LIFELINE FINANCIAL, LLC

TRUST BUT VERIFY

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