Melissa A. Fritz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Melissa Anne Fritz, who also goes by Melissa Anne Phillips, Melissa Phillips, was a registered financial professional .
Melissa is a previously registered financial professional and started their career in finance in 1993. Melissa had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 52, Series 8, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2018 - August 31, 2018
BB&T SECURITIES, LLC
January 2, 2018 - August 31, 2018
BB&T SECURITIES, LLC
January 27, 2009 - January 2, 2018
BB&T INVESTMENT SERVICES, INC.
January 27, 2009 - January 2, 2018
BB&T INVESTMENT SERVICES, INC.
March 10, 2004 - December 31, 2008
BB&T INVESTMENT SERVICES, INC.
July 25, 2002 - December 31, 2008
BB&T INVESTMENT SERVICES, INC.
January 2, 2002 - July 11, 2002
WELLS FARGO CLEARING SERVICES, LLC
February 14, 2000 - December 31, 2001
WACHOVIA SECURITIES, INC.
October 5, 1993 - February 14, 2000
WACHOVIA BROKERAGE SERVICE
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 7/29/1999
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
BB&T SECURITIES, LLC
CRD#: 142785 / SEC#: 801-77145, 8-67486
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRUIST FINANCIAL CORPORATION | SOLE MEMBER | |
| CRAM, BRYAN SCOTT | CHIEF EXECUTIVE OFFICER/BOARD OF MANAGERS | 2723431 |
| HECHTLINGER, SUSAN | CHIEF COMPLIANCE OFFICER/ BOARD OF MANAGERS | 2890466 |
| MCCALLUM, CHARLES FALCONER III | HEAD OF SUPERVISION/BOARD OF MANAGERS | 2697260 |
| RIP, OLGA | PRINCIPAL FINANCIAL OFFICER | 5440553 |
| SPEETJENS, FELICIA ANN | HEAD OF PRODUCT/BOARD OF MANAGERS | 3197366 |
| TYSON, TONYA BELFIELD | PRINCIPAL OPERATIONS OFFICER | 1987448 |
Disclosures
| Regulatory Event | 49 |
| Civil Event | 1 |
| Arbitration | 1 |
Red Flags
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