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Robert Joseph Macmillan

CRD# 1597766·Registered 1991 - 2015
Previously Registered: Being a previously registered professional could mean that Robert is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Robert Joseph Macmillan, who also goes by Bob Macmillan, Robert Macmillan, was a registered financial advisor. Robert was a previously registered financial professional and started their career in finance 1991 - 2015. Robert had worked at 3 firms and has passed the Series 65, Series 63, Series 7, Series 52, Series 24 and Series 53 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Bob Macmillan, Robert Macmillan

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

40 years in the financial services industry

Current & Past Employments

PRIME ADVISORS, INC.·CRD# 107680
RIA
Redmond, WA
May 12, 1998 - December 31, 2015
DAIN RAUSCHER INCORPORATED·CRD# 7600
BD
February 20, 1995 - October 23, 1997
U.S. BANCORP SECURITIES·CRD# 17439
BD
Portland, OR
August 6, 1991 - November 22, 1994

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Current Firm

PA
PRIME ADVISORS, INC.

PRIME ADVISORS INC | SLC MANAGEMENT | PRIME ADVISORS, INC.

CRD#: 107680 / SEC#: 801-33673

Contact Information

Main Address

22635 Ne Marketplace Drive Suite 160, Redmond, WA 98053

Documents

Latest Form ADV

Part 2 Brochures

PRIME ADVISORS, INC. FORM ADV PART 2B - JUNE 18, 2019 (6/18/2019)

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed May 1998About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1991About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Aug 1991About the Series 7 exam

Series 52 — Municipal Securities Representative Examination

Passed Nov 1986About the Series 52 exam

Series 24 — General Securities Principal Examination

Passed Mar 1997About the Series 24 exam

Series 53 — Municipal Securities Principal Examination

Passed Mar 1989About the Series 53 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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