JH

Jerry R. Hamilton

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CRD#: 1597587
JH

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jerry Ross Hamilton was a registered financial professional .

Jerry is a previously registered financial professional and started their career in finance in 1989. Jerry had worked at 1 firm and has passed the Series 63 and Series 22 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

March 30, 1989 - September 12, 1991

E-W INVESTMENTS, INC.

BD
CRD#: 17463

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
General Industry/Product Exam

Current Firm


EI
E-W INVESTMENTS, INC.
E-W INVESTMENT COUNSEL, A DIVISION OF E-W INVESTMENTS, INC. | EW- INVESTMENTS, INC. | EAST-WEST SECURITIES, INC. | E-W INVESTMENTS, INC.

CRD#: 17463 / SEC#: , 8-35259

BD
Terminated by SEC on 03/12/2020
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Contact information


Main Address
205 E. Las Tunas Drive, San Gabriel, CA 91776
Mailing Address
Phone number
Established
California since 12/05/1985
Firm type
Corporation
Fiscal year end
December
# of Employees

Direct owners and executive officers


NamePositionCRD#
J.A PONG FAMILY TRUST OF 1992SHARE HOLDER/OWNER
BAUCHIERO, STACYTRUSTEE6921039
CHANG, ZI XIANG WTRUSTEE4952847
LEE, EDWIN PAKCHIEF COMPLIANCE OFFICER/ PRINCIPAL5166122
LEE, SHIRLEY ANNTRUSTEE6921028

Disclosures


Regulatory Event2

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


E-W INVESTMENTS, INC.

CRD#: 17463

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