Douglas C. Wood
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Douglas Cecil Wood, who also goes by Doug Wood, was a registered financial professional .
Douglas is a previously registered financial professional and started their career in finance in 1987. Douglas had worked at 9 firms and has passed the Series 66, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 5, 2012 - March 26, 2013
GODSEY & GIBB WEALTH MANAGEMENT
December 1, 2006 - November 12, 2010
CHARLES SCHWAB & CO., INC.
July 6, 2006 - November 12, 2010
CHARLES SCHWAB & CO., INC.
April 21, 2005 - March 29, 2006
STATE FARM VP MANAGEMENT CORP.
December 10, 2003 - March 17, 2005
BI INVESTMENTS, LLC
June 19, 2001 - January 7, 2004
OSAIC WEALTH, INC.
May 21, 1999 - June 6, 2001
CUNA BROKERAGE SERVICES, INC.
August 29, 1997 - May 21, 1999
CRESTAR SECURITIES CORPORATION
October 11, 1995 - August 1, 1997
COMPULIFE INVESTOR SERVICES, INC.
February 26, 1987 - October 12, 1995
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
GODSEY & GIBB WEALTH MANAGEMENT
CRD#: 105650 / SEC#: 801-23685
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GODSEY & GIBB WEALTH MANAGEMENT
CRD#: 105650 / SEC#: 801-23685
Contact information
SEC notice filing (37 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,787 |
| AUM (Assets Under Management) | $ 1,396,829,464 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/30/2025 | ||
| 05/29/2024 | ||
| 05/11/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
