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JG

Jonathan B. Galin

MBX CLEARING LLC
Farmington Hills, MI 48331
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CRD#: 1597276
JG

Professional summary


Jonathan Brett Galin, who also goes by Jonathan Galin, is a registered financial professional currently at MBX CLEARING LLC located in Farmington Hills, Michigan.

Jonathan is registered as a RR (Registered Representative) and started their career in finance in 1987. Jonathan has worked at 7 firms and has passed the Series 57TO, Series 7TO, Series 3, SIE, Series 7, Series 14 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Jonathan Galin

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Jonathan Brett Galin's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

August 15, 2022 - Present

MBX CLEARING LLC

Office #1: 38955 Hills Tech Drive, Farmington Hills, MI 48331
BD
CRD#: 321223
Farmington Hills, MI
Past

November 20, 2020 - December 23, 2021

ABN AMRO CLEARING USA LLC

BD
CRD#: 14020
CHICAGO, IL
Past

January 9, 2009 - July 30, 2020

RONIN CAPITAL, LLC

BD
CRD#: 118428
CHICAGO, IL
Past

February 26, 2007 - November 13, 2009

CONSOLIDATED TRADING LLC

BD
CRD#: 117726
CHICAGO, IL
Past

October 6, 2003 - December 19, 2006

RONIN CAPITAL, LLC

BD
CRD#: 118428
CHICAGO, IL
Past

October 23, 2002 - June 4, 2003

TD OPTIONS LLC

BD
CRD#: 119855
CHICAGO, IL
Past

September 23, 1997 - February 22, 2000

TD PROFESSIONAL EXECUTION, INC.

BD
CRD#: 37554
CHICAGO, IL
Past

May 21, 1987 - June 15, 1990

STUART, COLEMAN & CO., INC.

BD
CRD#: 8642
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/2/2023
General Securities Representative Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
NYSE Arca, Inc.

Current Firm


MC
MBX CLEARING LLC
MBX CLEARING LLC

CRD#: 321223 / SEC#: , 8-70923

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information


Main Address
38955 Hills Tech Drive, Farmington Hills, MI 48331
Mailing Address
38955 Hills Tech Drive, Farmington Hills, MI 48331
Phone number
(248) 987-7774
Established
Michigan since 04/04/2022
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
MBX CLEARING HOLDING LLCMEMBER
GALIN, JONATHAN BRETTCHIEF COMPLIANCE OFFICER1597276
GALIN, JONATHAN BRETTPRINCIPAL1597276
RANDALL, CAVITT ROBERTCEO7559271
ZIMMEL, ROBERT PATRICKCHIEF FINANCIAL OFFICER2892454
ZIMMEL, ROBERT PATRICKFINOP2892454

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Company Information


MBX CLEARING LLC

CRD#: 321223Farmington Hills, MI 48331

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