Scott A. Vanderwerp

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CRD#: 1597077

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Scott Allan Vanderwerp was a registered financial professional .

Scott is a previously registered financial professional and started their career in finance in 1987. Scott had worked at 10 firms and has passed the Series 63, SIE, Series 50, Series 7, Series 6 and Series 53 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 31, 2020 - November 3, 2020

MELVIN SECURITIES, L.L.C.

CRD#: 29767

CHICAGO, IL

Past

September 15, 2015 - December 6, 2019

THE OAK RIDGE FINANCIAL SERVICES GROUP, INC.

CRD#: 42941

GOLDEN VALLEY, MN

Past

November 3, 2014 - September 14, 2015

COLLIERS SECURITIES LLC

CRD#: 7477

Grand Haven, MI

Past

October 1, 2002 - November 4, 2014

HOLISTIC BROKERAGE, LLC

CRD#: 46001

GRAND HAVEN, MI

Past

March 13, 2002 - September 25, 2002

KENT KING SECURITIES CO., INC.

CRD#: 2424

GRAND RAPIDS, MI

Past

April 26, 1994 - June 1, 1999

KENT KING SECURITIES CO., INC.

CRD#: 2424

GRAND RAPIDS, MI

Past

November 9, 1992 - April 8, 1994

J.J.B. HILLIARD, W.L. LYONS, LLC

CRD#: 453

LOUISVILLE, KY

Past

January 2, 1990 - November 3, 1992

RAFFENSPERGER, HUGHES & CO., INC.

CRD#: 699

INDIANAPOLIS, IN

Past

July 11, 1989 - November 27, 1989

KENT KING SECURITIES CO., INC.

CRD#: 2424

GRAND RAPIDS, MI

Past

October 7, 1988 - July 12, 1989

NORTH STAR INVESTMENT SERVICES, INC.

CRD#: 7984

Past

December 3, 1987 - September 21, 1988

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

Past

April 27, 1987 - November 17, 1987

B.C. CHRISTOPHER SECURITIES CO.

CRD#: 60

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 7/2/2018

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 50

Date: 11/13/2017

Municipal Advisor Representative Qualification Exam

General Industry/Product Exam

Series 7

Date: 2/20/1988

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 4/22/1987

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 53

Date: 4/28/2016

Municipal Securities Principal Examination

Current Firm

MELVIN SECURITIES, L.L.C.

MELVIN & COMPANY | MELVIN SECURITIES, L.L.C. | MELVIN SECURITIES, L.L.C. | MELVIN SECURITIES CORPORATION

CRD#: 29767 / SEC#: , 8-41505

Postponed Effective by SEC on 05/03/2024

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Contact information

Main Address

Mailing Address

Phone number

Established

Illinois since 03/10/1998

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

Documents

Direct owners and executive officers

Name	Position	CRD#
MELVIN & COMPANY, L.L.C.	MEMBER
RORKE, ALEXANDER IRWIN	SENIOR MANAGING DIRECTOR	1372205
RORKE, ALEXANDER IRWIN	SENIOR MANAGING DIRECTOR/MEMBER/CCO/COO	1372205

Disclosures

Regulatory Event	8
Civil Event	1

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Scott A. Vanderwerp

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

THE OAK RIDGE FINANCIAL SERVICES GROUP, INC.

COLLIERS SECURITIES LLC

HOLISTIC BROKERAGE, LLC

KENT KING SECURITIES CO., INC.

KENT KING SECURITIES CO., INC.

J.J.B. HILLIARD, W.L. LYONS, LLC

RAFFENSPERGER, HUGHES & CO., INC.

KENT KING SECURITIES CO., INC.

NORTH STAR INVESTMENT SERVICES, INC.

PRUDENTIAL EQUITY GROUP, LLC

B.C. CHRISTOPHER SECURITIES CO.

State Registrations and Notice Filings

Exams

Series 63

Date: 7/2/2018

SIE

Date: 10/1/2018

Series 50

Date: 11/13/2017

Series 7

Date: 2/20/1988

Series 6

Date: 4/22/1987

Series 53

Date: 4/28/2016

Current Firm

MELVIN SECURITIES, L.L.C.

Contact information

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

MELVIN SECURITIES, L.L.C.

TRUST BUT VERIFY

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