Craig P. Lennon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Craig Patrick Lennon was a registered financial professional .
Craig is a previously registered financial professional and started their career in finance in 1987. Craig had worked at 17 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 26, 2022 - October 13, 2023
ORCHARD SECURITIES, LLC
July 9, 2019 - October 15, 2020
BANKERS LIFE SECURITIES, INC.
June 21, 2019 - October 15, 2020
BANKERS LIFE ADVISORY SERVICES, INC.
December 15, 2014 - January 10, 2017
PTX SECURITIES, LLC
November 27, 2013 - December 18, 2014
WELLS FARGO CLEARING SERVICES, LLC
November 27, 2013 - December 18, 2014
WELLS FARGO CLEARING SERVICES, LLC
July 9, 2012 - November 29, 2013
EDWARD JONES
July 9, 2012 - November 29, 2013
EDWARD JONES
April 26, 2012 - July 16, 2012
QUESTAR ASSET MANAGEMENT, INC.
March 6, 2012 - July 16, 2012
QUESTAR CAPITAL CORPORATION
February 1, 2011 - January 31, 2012
TNP SECURITIES, LLC
May 10, 2004 - January 21, 2011
LINCOLN FINANCIAL DISTRIBUTORS, INC.
March 17, 1998 - March 2, 2004
EQUITABLE DISTRIBUTORS, LLC
July 1, 1996 - June 20, 1997
SEI INVESTMENTS DISTRIBUTION CO.
September 1, 1994 - May 13, 1996
PRINCIPAL FINANCIAL SECURITIES,INC.
July 19, 1991 - September 1, 1994
HAMILTON INVESTMENTS, INC.
May 9, 1987 - August 2, 1991
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
May 9, 1987 - August 2, 1991
EQUITABLE ADVISORS, LLC
January 27, 1987 - April 25, 1987
AETNA LIFE INSURANCE AND ANNUITY COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ORCHARD SECURITIES, LLC
CRD#: 133378 / SEC#: , 8-66719
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CREEKSIDE LAND DEVELOPMENT, LLC | MEMBER | |
| FAR VISIONS, LLC | MEMBER | |
| NORTH CANYON ENTERPRISES, LLC | MEMBER | |
| TOTTENHAM INVESTMENTS, LLC | MEMBER | |
| TRIPLE CROWN SECURITES, LLC | MEMBER | |
| BADALAMENTI, CHARLES RICHARD | FINOP | 2065038 |
| BRADBURN, KEVIN CHRISTOPHER | MANAGER, CHIEF EXECUTIVE OFFICER | 2718206 |
| GARRETT, TAYLOR WESTON | PRESIDENT | 4829547 |
| HART, ADRIENNE YOST | CHIEF COMPLIANCE OFFICER | 1510179 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
