Michael Glenn Seymour
AIF®Professional Summary
Michael Glenn Seymour, AIF®, who also goes by Mike Seymour, is a registered financial advisor currently at INGRAM ADVISORY SERVICES, LLC located in Winter Haven, Florida and CENTAURUS FINANCIAL, INC. located in Winter Haven, Florida. Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Michael has worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6,...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Mike Seymour
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
39 years in the financial services industry
Current & Past Employments
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Current Firm
INGRAM ADVISORY SERVICES, LLC | INGRAM, DONNIE EUGENE | INGRAM FINANCIAL GROUP
Contact Information
Main Address
799 Overlook Drive, Winter Haven, FL 33884Mailing Address
Po Box 7789, Winter Haven, FL 33883Phone Number
(863) 326-9833# of Employees
2SEC notice filing (4 States and Territories)
Registered to provide investment advisory services in 4 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
525AUM (Assets Under Management)
$109,309,178Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
INGRAM ADVISORY SERVICES, LLC | INGRAM, DONNIE EUGENE | INGRAM FINANCIAL GROUP
State Registrations and Notice Filings
(4/11/2019)
(11/30/2018)
(4/13/2020)
(11/4/2008)
(3/13/2024)
(2/6/2019)
(4/25/2019)
(4/16/2020)
(1/4/2019)
(8/5/2016)
(8/14/2026)
(1/18/2019)
(9/29/2016)
(1/3/2019)
(1/15/2019)
(3/26/2024)
(9/11/2017)
(7/23/2018)
(4/13/2020)
(4/10/2020)
(12/1/2021)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jul 1987About the Series 6 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Jun 2006About the Series 9 examSeries 10 — General Securities Sales Supervisor - General Module Examination
Passed Jun 2006About the Series 10 examSRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Michael Glenn Seymour's CRS (Customer Relationship Summary).
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