Michael G. Seymour

INGRAM ADVISORY SERVICES

WINTER HAVEN, FL 33884

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CRD#: 1597042

Professional summary

Michael Glenn Seymour, AIF®, who also goes by Mike Seymour, is a registered financial advisor currently at INGRAM ADVISORY SERVICES, LLC located in Winter Haven, Florida and CENTAURUS FINANCIAL, INC. located in Winter Haven, Florida.

Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Michael has worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 9, Series 10 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mike Seymour

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)Retirement Consultants Inc., non-investment related, Winter Haven, FL 33881, SCorp, owner, since 10/1/2009, devoted time is 10 hours a month, used for accounting purposes. 2)Ingram Advisory Services, LLC, investment related, 799 Overlook Drive, Winter Haven, FL 33884, RIA, 09/2008 -10/2018 Chief Compliance Officer/Chief Operating Officer; 10/2018 - 04/2021 Managing Member/Chief Compliance Officer, devote time is 10 hrs a month; 04/2021 - present Managing Member, devote time is 10 hrs a month. 3)Ingram Financial Group, Inc., investment related, 799 Overlook Drive, Winter Haven, FL 33884, DBA for investment and insurance related business, 08/2008 - 09/2018 Agent/Executive Vice President/Chief Operating Officer; 10/2018 - Present Owner/Insurance Agent, devote time is 10 hrs a month, manage all aspects of the business. TAX PREP POSITION: Tax preparer NATURE: Tax Prep INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/31/2023 ADDRESS: 799 Overlook Drive, Winter Haven FL 33884, United States DESCRIPTION: Prepare Tax Return for Clients.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Glenn Seymour's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

November 4, 2008 - Present

INGRAM ADVISORY SERVICES, LLC

Office #1: 799 Overlook Drive, Winter Haven, FL 33884

RIA

CRD#: 123508

WINTER HAVEN, FL

Current

July 26, 2016 - Present

CENTAURUS FINANCIAL, INC.

Office #1: 799 Overlook Drive, Winter Haven, FL 33884

RIA

CRD#: 30833

Winter Haven, FL

Past

October 20, 2008 - December 31, 2010

INVESTORS CAPITAL CORP.

RIA

CRD#: 30613

WINTER HAVEN, FL

Past

September 11, 2008 - August 19, 2016

INVESTORS CAPITAL CORP.

CRD#: 30613

WINTER HAVEN, FL

Past

May 31, 2005 - September 16, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

WINTER HAVEN, FL

Past

May 27, 2005 - September 16, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

WINTER HAVEN, FL

Past

December 12, 2001 - June 6, 2005

LPL FINANCIAL LLC

RIA

CRD#: 6413

WINTER HAVEN, FL

Past

December 11, 2001 - June 6, 2005

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

October 18, 1999 - October 30, 2001

ALLEN & COMPANY OF FLORIDA, LLC

CRD#: 25

LAKELAND, FL

Past

June 9, 1998 - October 15, 1999

BNY MELLON SECURITIES CORPORATION

CRD#: 231

NEW YORK, NY

Past

August 8, 1997 - March 3, 1998

BARNETT INVESTMENTS, INC.

CRD#: 14897

JACKSONVILLE, FL

Past

January 2, 1991 - June 26, 1997

KEY INVESTMENTS INC.

CRD#: 15873

CLEVELAND, OH

Past

December 5, 1988 - October 24, 1990

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

CRD#: 5181

BOSTON, MA

Past

December 5, 1988 - October 24, 1990

SIGNATOR INVESTORS, INC.

CRD#: 468

BOSTON, MA

Past

October 11, 1988 - November 3, 1988

NYLIFE SECURITIES LLC

CRD#: 5167

Past

July 31, 1987 - August 2, 1988

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INGRAM ADVISORY SERVICES, LLC

INGRAM ADVISORY SERVICES, LLC | INGRAM, DONNIE EUGENE | INGRAM FINANCIAL GROUP

CRD#: 123508 / SEC#: 801-132277

RIA

Registered Investment Advisory firm - (4/7/2025 Approved)

Florida

Registered Investment Advisory firm - (4/25/2025 Terminated)

Georgia

Registered Investment Advisory firm - (4/28/2025 Terminated)

Texas

Registered Investment Advisory firm - (4/11/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(4/11/2019)

California
(11/30/2018)

Colorado
(4/13/2020)

IAR

Florida
(11/4/2008)

Florida
(3/13/2024)

Georgia
(2/6/2019)

Hawaii
(4/25/2019)

Indiana
(4/16/2020)

Maine
(1/4/2019)

Michigan
(8/5/2016)

New York
(1/18/2019)

North Carolina
(9/29/2016)

Ohio
(1/3/2019)

Oklahoma
(1/15/2019)

Pennsylvania
(3/26/2024)

South Carolina
(9/11/2017)

IAR

Texas
(7/23/2018)

Texas
(4/13/2020)

Utah
(4/10/2020)

Washington
(12/1/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/18/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/17/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/16/1988

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/29/1987

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 9

Date: 6/28/2006

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 10

Date: 6/17/2006

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 24

Date: 4/5/1993

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

INGRAM ADVISORY SERVICES, LLC

INGRAM ADVISORY SERVICES, LLC | INGRAM, DONNIE EUGENE | INGRAM FINANCIAL GROUP

CRD#: 123508 / SEC#: 801-132277

RIA

Registered Investment Advisory firm - (4/7/2025 Approved)

Florida

Registered Investment Advisory firm - (4/25/2025 Terminated)

Georgia

Registered Investment Advisory firm - (4/28/2025 Terminated)

Texas

Registered Investment Advisory firm - (4/11/2025 Terminated)

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Contact information

Main Address

799 Overlook Drive, Winter Haven, FL 33884

Mailing Address

Po Box 7789, Winter Haven, FL 33883

Phone number

(863) 326-9833

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

INGRAM ADVISORY SERVICES, LLC ADV BROCHURE (2/26/2025)

Regulatory assets under management

Total Number of Accounts	790
AUM (Assets Under Management)	$ 101,679,288

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael G. Seymour

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Glenn Seymour's CRS (Customer Relationship Summary).

Certified licenses

Experience

CENTAURUS FINANCIAL, INC.

INVESTORS CAPITAL CORP.

INVESTORS CAPITAL CORP.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

LPL FINANCIAL LLC

LPL FINANCIAL LLC

ALLEN & COMPANY OF FLORIDA, LLC

BNY MELLON SECURITIES CORPORATION

BARNETT INVESTMENTS, INC.

KEY INVESTMENTS INC.

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

SIGNATOR INVESTORS, INC.

NYLIFE SECURITIES LLC

FIDELITY BROKERAGE SERVICES LLC

Primary Firm SEC Registration

INGRAM ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/18/1996

Series 63

Date: 7/17/1987

SIE

Date: 10/1/2018

Series 7

Date: 4/16/1988

Series 6

Date: 7/29/1987

Series 9

Date: 6/28/2006

Series 10

Date: 6/17/2006

Series 24

Date: 4/5/1993

FINRA

Current Firm

INGRAM ADVISORY SERVICES, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

INGRAM ADVISORY SERVICES, LLC

TRUST BUT VERIFY

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